Webinars

Need to brush up on a compliance topic or get a new hire up to speed?

TCA Compliance has you covered with its on-demand webinars—$229 for TCA clients and $279 for non-clients.

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Marijuana, Hemp, and CBD. Oh My!

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Join Brian Crow, TCA’s Managing Partner, for an information-packed session on the latest developments in the cannabis industry and what they mean for your BSA Program. This is a high-risk topic that continues to evolve. Laws and regulations change, they vary by state, and there’s even inconsistency between the federal and state laws. Examiners are …

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Servicing Compliance Webinar Series: Adverse Action Requirements

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It’s more than just saying “No” When are adverse action notices required? Adverse action notices requirements for denied deposit accounts Adverse action notice requirements for commercial customers Notice of incompleteness requirements How should files be documented when a customer withdraws an application. What’s the difference between a withdrawn application and an application which was approved …

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Currency Transaction Reports: Line by Line

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In this fast-paced 90 minute webinar, TCA’s BSA Action Team will teach or refresh your knowledge of the FinCEN Currency Transaction Report (CTR), including a focus on the following: Line by line review of each field Complex aggregation scenarios FinCEN updates to filing instructions (required compliance 9/1/20) Common mistakes and missteps

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Visa/Mastercard and Reg E Error Resolution

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Consumer harm and Regulation E go hand in hand—are you managing all of your Reg E risk? This session is a “must-attend” event for deposit operations tasked with investigating claims, compliance officers and others accountable for maintaining policy and procedures and auditors charged with identifying control and process weaknesses.

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Servicing Compliance Webinar Series: National Flood Insurance Act

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Keeping Your Compliance Program Afloat Key webinar topics include: Flood determination timing The Standard Flood Hazard Form. Required coverage calculation Key data on the declaration page Coverage for “abundance of caution” collateral Clarify detached structure requirements Required documentation prior to closing Tracking and monitoring coverage for existing loans Coverage of commercial buildings Definition of a …

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Identity Theft and FACT Act

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Can your program handle the next data breach? TCA will review the minimum requirements for an ID Theft Prevention Program and consider best practices for staff working with customers who have been victimized. Topics include: Red Flags Risk Assessment ID Theft Prevention Procedures Board Reporting and Governance Vendor Management

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Servicing Compliance Webinar Series: Regulation Z in the Real World

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Assumptions, Workouts and Post-Consummation Requirements We can work it out – now what? Resolving matured notes Construction Loan changes – the impact of more time and money The subtle rules of recession – it’s more than just a three day wait

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Overdraft Rules: Have Your Considered All the Options

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Overdrafts have received a lot of attention from examiners and is a hot button topic. We will consider the requirements for formal and ad hoc payment of overdrafts across multiple regulations. Reg DD Reg E Reg Z Reg B Fair Credit Reporting Act Fair Debt Collection Practices Act Unfair Deceptive Abusive Act and Practices Current …

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Advertising and Marketing Pitfalls: Avoiding Consumer Harm

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TCA’s 90 minute webinar will help you understand the regulatory requirements for advertising and the focus on consumer harm.Topics include: Advertising Basics – Has the “trigger” been pulled? Overview of what is required Trigger terms that require additional disclosure Differences in media Disclosure Format – Time to Read the Fine Print Best practices for formatting …

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Consumer Harm: What You Need to Know for Your Next Compliance Exam

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All of the regulatory agencies have followed the lead of the CFPB and significantly shifted the focus of examinations to the potentialfor consumer harm. In order to effectively prepare for this new regulatory approach, Banks must be able to understand its consumerharm risk profile. This critically important and timely webinar includes: The evolving approach of …

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