Jim Dray

BAT CHAT

Quality Assurance Monitoring for BSA/AML Compliance Programs

When your institution is examined for compliance with any law or regulation, the measure of your efforts will be based on your ability to self-identify and self-correct any deficiencies. Ongoing monitoring of key processes helps to ensure that any errors or warning flags are identified early. Monitoring is a required element of a compliance management …

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ready-for-exam

What You Need to Know for Your Next Compliance Exam

All of the regulatory agencies have followed the lead of the CFPB and significantly shifted the focus of examinations to the potentialfor consumer harm. In order to effectively prepare for this new regulatory approach, Banks must be able to understand its consumerharm risk profile. This critically important and timely webinar includes: The evolving approach of …

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Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.

Phone

800-934-REGS

Email Address

[email protected]

Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523

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