Welcome to TCA Compliance

A National Leader in Bank Compliance

TCA Provides a Better Way for Banks to Manage Compliance.

Since the company's 1991 founding, TCA Compliance has been helping banks find the ideal strategy to address their compliance obligations efficiently, calmly, and cost effectively.

About TCA

As former bankers ourselves, we see compliance from your perspective.

We understand your day-to-day challenges and frustrations and know how to collaborate with your team to lighten your regulatory and operational loads.

You can rely on us to deliver a sophisticated, yet practical compliance strategy that is on target and tailored to your needs.

Yes. It can be that simple.

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Practice Areas

TCA Compliance is a full-service company that delivers comprehensive compliance management solutions, including:

BSA/AML Audits and Reviews

Feel confident about having the right tools, technology and advice to detect and respond to money laundering and other financial crimes.

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Consumer Compliance Reviews

Ensure your policies, procedures and workflows are effective and are evolving with changing laws and regulatory expectations.

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Managing Fair Lending and CRA Risk

Minimize your exposure with a formal, risk-based program developed for your unique business practices, including monitoring, technology and training.

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Outsourced Compliance through our VCM Program

Save time and money with our customized compliance support by outsourcing functions such as compliance management oversight, monitoring, and training.

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Automated Monitoring System Model Validation

Expert assistance in evaluating model governance, data integrity and parameter thresholds consistent with regulatory guidance.

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Essential Compliance Consulting and Additional Practice Areas

Partner with us to develop strategies and solutions that are customized to your financial institution's unique risk profile.

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RCM Service

We call you to see if you have questions about regulatory initiatives, need assistance implementing changes we might have recommended, or have a compliance issue you want to discuss.

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Why Choose Us

In a high-stakes regulatory environment, you deserve a skilled compliance partner who can shape a strategy that’s uniquely suited to your bank’s needs.

Compliance is our sole focus. Since consumer compliance is critical to your business, it’s important to provide precise, specialized service. Our consultants are fluent in the minute details of regulatory change and know how these changes will affect your compliance strategy and potentially impact your business.

All TCA consultants are former bankers who have hands-on experience in managing the complex nuances of consumer compliance in the real world. You deserve an expert, not an on-the-job trainee.

Yes. Because of the depth of our subject matter experts (SME), we can tailor a solution to your unique compliance needs.

In addition to compliance reviews and audits, as a TCA client, you can call our compliance hotline for help with specific compliance questions or challenges you’re facing. You also have access to a library of compliance articles, written by TCA’s compliance specialists, and to special webinars and training opportunities.

Practice Leaders

Managing Partner | Co-President
Managing Partner | Co-President
Executive Vice President
Vice President

What Our Clients Say About Us

We have been very satisfied with our TCA partnership. I use the word “partnership” because I feel that I am working with TCA to develop and maintain a quality compliance program and achieve our goals.

Deborah Nichols
First Vice President Citizens & Farmers Bank, Toano, Va.

TCA’s knowledge of the regulatory world provides us with a high level of support and confidence in our regulatory compliance management system.

Donna White
Compliance Officer, Carter Bank & Trust, Martinsville, Va.

I have worked with TCA since 2003 at two different banks, and I’ve also recommended them to others. TCA provides exceptional support during exams and in the review of policies and procedures and marketing materials.

John (Jody) Yee
Vice President, Compliance Officer, Frederick County Bank, Frederick, Md.

Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.



Email for Non-Confidential Information Only

[email protected]

Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523

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