RCM

Regulatory Compliance Manager

A Subscription-based Compliance Support Service Offering Priority Response, Expert Advice

Regulatory Compliance Manager, a subscription-based service, provides compliance support services and resources to help you face your compliance challenges head-on and manage your CMS effectively.

Ongoing support is key to an effective compliance management system.

TCA’s Regulatory Compliance Manager (RCM), a subscription-based service, provides such support, keeping you informed about regulatory changes and prepared to meet your compliance challenges head‐on.

TCA’s helpline gives you thoughtful advice quickly—within 24 hours—on all your compliance questions.

We also check in with you to see whether you need clarification on regulatory initiatives, help with implementing TCA-recommended changes, or have compliance issues you want to discuss.

TCA’s in-depth newsletters and webinars keep you and your team informed about new and evolving laws and regulations and precisely how they affect your bank.

You can rely on RCM for skilled, tailored compliance advice to give you confidence that your CMS is on track and that you’re making smart decisions.

Key Deliverables Include:

  • Priority response—within 24 hours— to compliance questions requiring less than 1 hour of research. A separate proposal will be sent for complex inquiries, disclosure validations, or policy reviews
  • Review of advertisements to ensure they comply with applicable rules and regulations
  • Access to TCA’s newsletters:
    • Compliance IQ electronic newsletter provides our analysis of the latest compliance information, including examination procedures, new compliance processes, and insight on simplifying your compliance management.
    • Special Release delivers breaking compliance news and updates.
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Interested in subscribing to RCM?

Please send an email to [email protected] or call 800-934-REGS for more information.

Compliance Insights

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FDIC Doubles Down and the OCC Jumps in On the Overdraft Discussion

By | May 16, 2023

The history of overdraft guidance goes back to 2005 with the Joint Guidance on Overdraft Protection Programs. The FDIC followed up with the Overdraft Payment Programs and Consumer Protection Final Overdraft Payment Supervisory Guidance in 2010 and the FDIC Overdraft Payment Program Supervisory Guidance FAQ in 2011. In 2019, the FDIC provided more information relating […]

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FDIC Name Change – Updated, Again

By | April 26, 2023

On August 8, 2022 in the Federal Register (and a correction on August 12) the FDIC reported they had renamed the Consumer Response Center to the “National Center for Consumer and Depositor Assistance”. This Division is referenced in the Fair Housing regulation at 12 CFR 338 and in the Consumer Protection in Sales of Insurance […]

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Regulatory Updates – First Quarter 2023

By | April 5, 2023

Below is a link to the Regulatory Updates as of the end of Q1. TCA provides A Better Way for you to track Compliance updates and keep your organization on track. You can download the updates in a PDF form here. As always, TCA is here to help with A Better Way to answer all […]

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FDIC Insurance – Communication is Key

By | March 14, 2023

Because of the recent Bank failures, your customers may feel skittish today. Although the news pundits all are saying deposit accounts are insured up to $250,000, we know this may not be the case. Consider having Management craft a statement message or online banking alert assuring customers their funds are insured. You should also ensure […]

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FDIC Name Change – Updated

By | February 28, 2023

On August 8, 2022 in the Federal Register (and a correction on August 12) the FDIC reported they had renamed the Consumer Response Center to the “National Center for Consumer and Depositor Assistance”. This Division is referenced in the Fair Housing regulation at 12 CFR 338 and in the Consumer Protection in Sales of Insurance […]

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Regulatory Updates – Fourth Quarter 2022

By | February 21, 2023

Below is a link to the Regulatory Updates as of the end of Q4. TCA provides A Better Way for you to track Compliance updates and keep your organization on track. You can download the updates in a PDF form here. As always, TCA is here to help with A Better Way to answer all […]

Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.

Phone

800-934-REGS

Email for Non-Confidential Information Only

[email protected]

Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523

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