Regulatory Compliance Manager

A Subscription-based Compliance Support Service Offering Priority Response, Expert Advice

Regulatory Compliance Manager, a subscription-based service, provides compliance support services and resources to help you face your compliance challenges head-on and manage your CMS effectively.

Ongoing support is key to an effective compliance management system.

TCA’s Regulatory Compliance Manager (RCM), a subscription-based service, provides such support, keeping you informed about regulatory changes and prepared to meet your compliance challenges head‐on.

TCA’s helpline gives you thoughtful advice quickly—within 24 hours—on all your compliance questions.

We also check in with you to see whether you need clarification on regulatory initiatives, help with implementing TCA-recommended changes, or have compliance issues you want to discuss.

TCA’s in-depth newsletters and webinars keep you and your team informed about new and evolving laws and regulations and precisely how they affect your bank.

You can rely on RCM for skilled, tailored compliance advice to give you confidence that your CMS is on track and that you’re making smart decisions.

Key Deliverables Include:

  • Priority response—within 24 hours—to compliance questions via phone or email
  • Equally quick turnaround for compliance rules interpretation and troubleshooting
  • Review of advertisements to ensure they comply with applicable rules and regulations
  • Access to TCA’s newsletters:
    • Compliance IQ electronic newsletter provides our analysis of the latest compliance information, including examination procedures, new compliance processes, and insight on simplifying your compliance management.
    • Special Release delivers breaking compliance news and updates.
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Interested in subscribing to RCM?

Please send an email to [email protected] or call 800-934-REGS for more information.

Compliance Insights

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Regulatory Updates – First Quarter 2022

By | April 6, 2022

Below is a link to the Regulatory Updates as of the end of Q1. TCA provides A Better Way for you to track Compliance updates and keep your organization on track. You can download the updates in a PDF form here.As always, TCA is here to help with A Better Way to answer all your …

Regulatory Updates – First Quarter 2022 Read More »


CFPB’s UDAAP Is Seriously Looking for Illegal Discrimination Practices

By | April 4, 2022

The Consumer Financial Protection Bureau (CFPB) announced on March 16, 2022, the added scrutiny of illegal discriminatory practices within its examination procedures for Unfair, Deceptive, Abusive Acts and Practices (UDAAP). The CFPB considers that illegal discrimination practices based on services or products can cause consumer harm; therefore, UDAAP should be included with the other Fair …

CFPB’s UDAAP Is Seriously Looking for Illegal Discrimination Practices Read More »

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Regulatory Updates – 2021

By | February 2, 2022

It’s challenging for every Compliance professional to stay on top of the small and big changes to existing and new regulatory requirements. As you partner in compliance, we are introducing a new feature to our Regulatory Compliance Manager (RCM) Service – Quarterly Regulatory Updates. This is A Better Way for you to keep track of …

Regulatory Updates – 2021 Read More »

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When the Tide is Against You

By | May 13, 2021

Over the past several months, the banking industry has experienced tremendous loan origination volume. While increased loan production is a good thing, it is important for Compliance Managers to stay cognizant of rising risks. Pressure, whether from peers or self-imposed, to push loans through leads to a breakdown in controls that are caused from procedural …

When the Tide is Against You Read More »

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The Great Debate — Is This a Finance Charge?

By | April 13, 2021

If only there was a simple answer! Unfortunately, this seemingly simple question can be endlessly debated due to the complexity of Regulation Z. §1026.4(a) states that a finance charge is the cost of consumer credit as a dollar amount. It includes any charge payable directly or indirectly by the consumer and imposed directly or indirectly …

The Great Debate — Is This a Finance Charge? Read More »

Fair Lending

Meet your Community’s Credit Needs for Fair Lending – Utilizing Regulation B’s Special Purpose Credit Program

By | April 7, 2021

“What are you doing to ensure diversity, equity and inclusion (DEI)?”  That question routinely comes up during conference calls among us, clients, and regulatory agencies. Businesses, educational institutions, and non-profit organizations all are focusing on DEI.  Financial institutions are no exception. In fact, regulatory agencies emphasize the importance of DEI in written communications about the Fair …

Meet your Community’s Credit Needs for Fair Lending – Utilizing Regulation B’s Special Purpose Credit Program Read More »

Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.



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Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523

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