Library

Keep up to date with our Regulatory Compliance Manager Subscription Service

If there’s a subject that you’d like to research, please call 800-934-REGS or email us [email protected] and we’ll get the information to you.

cloud computing image

What is the Cloud?

By | January 29, 2018

It’s not atmospheric, but the term is banner‐like: sky-borne and all powerful. Before we can discuss the hot topic of shared multi-tenant environment risk in our next article, we need to take a step back and address, “What is Cloud Computing?” Sure, the cloud is out there, somewhere in the unknown, or most likely hidden […]

flood-insurance-policy

Government Shutdown—National Flood Insurance Program Affected

By | January 26, 2018

Washington pulled through with a temporary compromise on extending government funding on Monday, thereby continuing to fund many “non‐essential” services and programs – one of which is the National Flood Insurance Program (NFIP). However, this provides us with a three week window and if additional compromises or an agreement is not made we may find […]

data collection

Last‐minute 2018 HMDA Clarifications

By | January 17, 2018

The long-awaited deadline to begin collecting 2018 HMDA data is here! Banking agencies have issued HMDA guidelines on data testing and additional information on HMDA data collection. Also, the Consumer Financial Protection Bureau (CFPB) has clarified some interpretations as it has worked through numerous questions via phone calls and emails from filers. One of the […]

marijuana enforcement

Stunning Reversal by DOJ on Marijuana Enforcement

By | January 11, 2018

On January 4, 2018, Attorney General Jeff Sessions issued a Memorandum which reverses the Department of Justice’s (DOJ’s) stance on enforcement of the Controlled Substances Act as it relates to medical and recreational marijuana that is legal at the state level. How this will impact federal prosecution of the marijuana industry is uncertain, but the […]

aml

Never Too Much BSA Training

By | January 8, 2018

With new leadership at the CFPB, OCC and FDIC, one may put training expenditures on the back burner thinking regulatory relief may make training not an every‐year mandate. Until you see relief in a regulation or rule change, don’t make any assumptions because training exceptions are BSA Pillar violations. Remember, a pillar violation can trigger […]

fraud being stopped

Fraudsters Expose Identification Weaknesses

By | January 4, 2018

An old scam targeting financing institutions is gaining new traction as data breaches become increasingly common and more information is freely available via social media. Banks are reporting increased occurrences of fraud targeting home equity lines of credit (HELOCs). Using a spoofed caller ID, a hacked email account or a faxed request, the fraudster requests […]

Video Gambling: A Good Bet for Your BSA Program?

By | September 7, 2016

Following the recession of the last decade, many states explored creative options to generate additional revenue without increasing income or sales taxes. Given the popularity of lotteries, some states – including Illinois, South Dakota, West Virginia, and Oregon – legalized video gambling machines. State governments, local municipalities, machine operators and business owners all share in […]

Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.

Phone

800-934-REGS

Email for Non-Confidential Information Only

[email protected]

Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523

Endorsed By