Currency Transaction Reports: Fin-2020-R001
https://www.tcaregs.com/wp-content/uploads/CTR-Video-2.mp4
Currency Transaction Reports: Fin-2020-R001 Read More »
Bank Secrecy Act: This Time, It’s Personal!
The headline reads more like the title of an action and adventure movie, but professionals who manage the day-to-day compliance with the Bank Secrecy Act know first-hand how much of an adventure their career path can take. As part of our annual BSA training, we often remind staff that the BSA carries both civil and
Bank Secrecy Act: This Time, It’s Personal! Read More »
Brian Crow to Present Education Sessions at BOL 2020 Top Gun Conference
For the sixth year in a row, Brian Crow, co-president and managing partner of Chicago-based TCA Compliance (http://www.tcaregs.com), will deliver real-world, how-to advice on BSA/AML compliance issues at the BOL’s 2020 BSA/AML Top Gun Conference. The conference will be held in Scottsdale, Ariz. on March 3-4. Crow will be conducting six sessions at the Top
Brian Crow to Present Education Sessions at BOL 2020 Top Gun Conference Read More »
Currency Transaction Reports: Line by Line
In this fast-paced 90 minute webinar, TCA’s BSA Action Team will teach or refresh your knowledge of the FinCEN Currency Transaction Report (CTR), including a focus on the following: Line by line review of each field Complex aggregation scenarios FinCEN updates to filing instructions (required compliance 9/1/20) Common mistakes and missteps
Currency Transaction Reports: Line by Line Read More »
National Compliance Officer Day
Today is National Compliance Officer Day, so TCA® wanted to share some recommendations from our compliance team with our fellow compliance professionals on potentially banking clients who may be engaged in activities relating to the cannabis industry. The challenge of providing banking services for industrial hemp and CBD Oil is that there are no current
National Compliance Officer Day Read More »
Visa/Mastercard and Reg E Error Resolution
Consumer harm and Regulation E go hand in hand—are you managing all of your Reg E risk? This session is a “must-attend” event for deposit operations tasked with investigating claims, compliance officers and others accountable for maintaining policy and procedures and auditors charged with identifying control and process weaknesses.
Visa/Mastercard and Reg E Error Resolution Read More »
2019 Regulation E Claim Calendar
These days, losses from Regulation E error claims are accepted by many institutions as the cost of doing business. Many institutions are relying more heavily upon internal and/or third-party fraud detection and prevention resources. But as you know, managing risk of loss is just part of the story. Regulation E compliance and financial risk continues
2019 Regulation E Claim Calendar Read More »
Identity Theft and FACT Act
Can your program handle the next data breach? TCA will review the minimum requirements for an ID Theft Prevention Program and consider best practices for staff working with customers who have been victimized. Topics include: Red Flags Risk Assessment ID Theft Prevention Procedures Board Reporting and Governance Vendor Management
Identity Theft and FACT Act Read More »
Overdraft Rules: Have Your Considered All the Options
Overdrafts have received a lot of attention from examiners and is a hot button topic. We will consider the requirements for formal and ad hoc payment of overdrafts across multiple regulations. Reg DD Reg E Reg Z Reg B Fair Credit Reporting Act Fair Debt Collection Practices Act Unfair Deceptive Abusive Act and Practices Current
Overdraft Rules: Have Your Considered All the Options Read More »
Beneficial Ownership and Lending: Have we considered all possibilities?
April showers brought May flowers, or in the BSA world, beneficial ownership is finally here. The BAT has been fielding questions left and right about some of the nuances of the new CDD requirements. The BAT has speculated on the implications of CDD as the fifth pillar for years now and one thing is clear:
Beneficial Ownership and Lending: Have we considered all possibilities? Read More »
