Brian Crow

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Brian Crow to Present Education Sessions at BOL 2020 Top Gun Conference

For the sixth year in a row, Brian Crow, co-president and managing partner of Chicago-based TCA Compliance (http://www.tcaregs.com), will deliver real-world, how-to advice on BSA/AML compliance issues at the BOL’s 2020 BSA/AML Top Gun Conference. The conference will be held in Scottsdale, Ariz. on March 3-4. Crow will be conducting six sessions at the Top …

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Currency Transaction Reports: Line by Line

In this fast-paced 90 minute webinar, TCA’s BSA Action Team will teach or refresh your knowledge of the FinCEN Currency Transaction Report (CTR), including a focus on the following: Line by line review of each field Complex aggregation scenarios FinCEN updates to filing instructions (required compliance 9/1/20) Common mistakes and missteps

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National Compliance Officer Day

Today is National Compliance Officer Day, so TCA® wanted to share some recommendations from our compliance team with our fellow compliance professionals on potentially banking clients who may be engaged in activities relating to the cannabis industry. The challenge of providing banking services for industrial hemp and CBD Oil is that there are no current …

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Visa/Mastercard and Reg E Error Resolution

Consumer harm and Regulation E go hand in hand—are you managing all of your Reg E risk? This session is a “must-attend” event for deposit operations tasked with investigating claims, compliance officers and others accountable for maintaining policy and procedures and auditors charged with identifying control and process weaknesses.

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Identity Theft and FACT Act

Can your program handle the next data breach? TCA will review the minimum requirements for an ID Theft Prevention Program and consider best practices for staff working with customers who have been victimized. Topics include: Red Flags Risk Assessment ID Theft Prevention Procedures Board Reporting and Governance Vendor Management

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FinCEN issues Exceptive Relief for Certificate of Deposit and Loan Renewals

Many TCA clients have expressed concerns regarding FinCEN’s position that automatic renewals of certificates of deposits and loans are considered new accounts which require that a financial institution obtain a Certification of Beneficial Ownership for legal entity customers. Since FinCEN published the Frequently Asked Questions just one month prior to the mandatory compliance date, our …

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Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.

Phone

800-934-REGS

Email Address

[email protected]

Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523