Periodic quality control testing helps institutions validate regulatory compliance, identify exceptions, and strengthen internal control environments. TCA conducts QC reviews aligned to regulatory expectations and institution-specific risk profiles.
We work with your compliance team to design and implement quality control processes that proactively identify gaps, improve accuracy, and provide ongoing assurance that your compliance program is operating as intended.
Areas of Review
QC testing may include:
- Loan file documentation
- Pricing and underwriting
- Disclosures and timing
- Exception tracking
- Regulatory reporting
- CMS components
Deliverables & Outcomes
TCA provides:
- Detailed findings
- Exception summaries
- Root cause analysis
- Recommended enhancements
- Trending over time
- Reporting for management and the board
Additional Fair Lending Topics
CRA Public File Reminder
It’s no joke, the April 1st deadline is just days away to review your CRA Public File(s) and ensure all required information is accurate and current and present in the file. TCA – A Better Way!
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What are MDI’s and the benefits of partnering with one?
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TCA Compliance Welcomes Sara Kirkpatrick, Enhances its CRA Expertise
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