Regulatory Compliance Series – In Person

Earn the IBA’s Certificate in Regulatory Compliance by participating in the entire series or any combination of the five informative programs. View Brochure

Program 1 | Credit Compliance, Part 1
Reg B: Equal Credit Opportunity Act
Fair Credit Reporting Act
Unfair, Deceptive, or Abusive Acts or Practices (UDAAP)
Flood Disaster Protection Act
Reg C: Home Mortgage Disclosure Act (HMDA)

Program 2 | Credit Compliance, Part 2
Reg Z: Truth in Lending Act
Reg X: Real Estate Settlement Procedures Act (RESPA)

Program 3 | Credit Compliance, Part 3
Homeowners Protection Act (PMI)
Reg Z: TILA-RESPA Integrated Disclosures
Military Lending Act

Program 4 | Deposit Compliance
Reg D: NOW Eligibility and Savings / MMDA Limits
Reg E: Electronic Funds Transfer Act
Reg CC: Expedited Funds Availability Act
Reg P: Privacy and Information Sharing “Opt Outs”
Fair Credit Reporting Act / ID Theft “Reg Flags”
Reg DD: Truth in Savings Accounts (TISA)

Program 5 | BSA/AML Compliance and Regulators’ Forum
BSA/AML and USA Patriot Act
Regulators’ Forum

Audience
Compliance Officers and Managers, Consumer Lenders, Residential Real Estate Lenders, Personal and Retail Bankers, Operations Officers, Legal Counsel, Auditors and Cashiers
While the material covered in this series is geared toward entry and intermediate level positions, these courses are perfect to find out what’s changed, to brush up on areas that you may be less familiar with, or to earn continuing education credits.

Continuing Education Credits
ABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. Regulatory Compliance Series has been approved for 8 CAFP, 40 CRCM credits. Credit Breakdown: Program 1-CRCM 8 credits, Program 2-CRCM 8 credits, Program 3-CRCM 8 credits, Program 4-CRCM 8 credits and Program 5-CAFP, CRCM 8 credits. This statement is not an endorsement of this program or its sponsor.

The IBA is recognized as a public accountant continuing professional education sponsor by the Illinois Department of Financial and Professional Regulation. Public accountants licensed in the state of Illinois will earn 35 credits of continuing professional education credit for attending the five-part series (7 credits per program).

Per Person Full Series Fee (Refreshments and Lunch Provided)
M $1099 / NM $1949

Per Person Individual Program Fee (Refreshments and Lunch Provided)
M $249 / NM $419

OnDemand Access through November 24, 2021