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2021 Regulatory Compliance School

November 1, 2021 @ 8:00 am - November 4, 2021 @ 5:00 pm

NC Bankers Association


This program is being presented by TCA. The Regulatory Compliance School is geared towards establishing a strong knowledge base for compliance professionals. Their unique approach is comprehensive and lauded by attendees as an effective, interactive, and fun way to learn about compliance. This program will be broken into two parts: Deposit Compliance and Lending Compliance.

Day 1: Deposit Compliance
Consumer deposit products, services, and delivery methods have changed dramatically due to the Dodd-Frank Act. Regulatory amendments and new interpretations have created an extremely complex deposit environment. This program provides a comprehensive discussion on critical deposit account rules and discusses the implications of UDAAP and the subjectivity of enforcement. Compliance officers and personal bankers will be better prepared to identify solutions in the deposit account front-line sales and operations areas. Specific topics for this day include:

  • Reg D: Account Definitions
  • Reg E: Electronic Funds Transfer Act
  • Reg CC: Expedited Funds Availability Act
  • Reg P: Privacy and Information Sharing “Opt Outs”
  • Reg S: Right to Financial Privacy
  • Fair Credit Reporting Act/ID Theft “Red Flags”
  • Reg DD: Truth in Savings Accounts (TISA)
  • Courtesy Overdraft Programs

Days 2 – 4: Lending Compliance
Consumer loan product regulations are more complex and detailed than ever, with more significant changes and guidance becoming effective at regular intervals. With greater scrutiny comes higher risk of noncompliance and the likelihood of enforcement action and/or civil money penalties. This program offers a comprehensive discussion of consumer compliance regulations and effective assessment methods. Specific topics for these days include:

  • Reg B: Equal Credit Opportunity Act
  • Fair Credit Reporting Act
  • Unfair, Deceptive, or Abusive Acts or Practices (UDAAP)
  • Flood Disaster Protection Act
  • Reg C: Home Mortgage Disclosure Act (HMDA)
  • Reg Z: Truth in Lending Act
  • Reg X: Real Estate Settlement Procedures Act (RESPA)
  • Homeowners Protection Act (PMI)
  • Reg Z: TILA-RESPA Integrated Disclosures
  • Military Lending Act


Stay tuned for speaker details!


The NCBA has secured a corporate rate at the Raleigh North Hills Hilton, which is $182/night. To make a reservation at this discounted rate, please use the link below.

Book your corporate rate for the NC Bankers Association


November 1, 2021 @ 8:00 am
November 4, 2021 @ 5:00 pm


NCBA Office
33601 Haworth Drive
Raleigh, NC 27609 United States
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North Carolina Bankers Association

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