Training for Management, Staff, and Directors

corporate training session

Educating and Mentoring Your Team

Bringing customized education and coaching to keep your team informed on the latest compliance regulations.

We train, coach, and mentor your staff and executives to help them understand their responsibilities and build the skills necessary to foster an institution-wide culture of compliance.

Creating and sustaining a culture of compliance starts with ensuring that all employees, from board members to the bank’s frontline staff, thoroughly understand compliance rules and regulations and know their obligations.

TCA has been conducting formal and informal training since the inception of the company 30 years ago.

During every engagement, we take the opportunity to coach your compliance professionals and impart the knowledge we have.

We also provide formal education in all aspects of compliance and develop training, presentation materials, and targeted classes that conform to your needs and address your bank’s unique vulnerabilities.

Sometimes, it’s as simple as training the frontline staff on the compliance requirements associated with opening a savings account. Some ask us to mentor new compliance officers and broaden their skills.

Others seek reinforcement training for board members concerning their oversight role. That may entail detailing the emerging regulatory landscape and illustrating how nurturing a culture of compliance intersects with keeping the bank competitive serves as a trusted asset in its community.

No matter your education needs, TCA provides A Better Way to develop your bank’s intellectual capital.

Key deliverables include:

  • Providing live or remote training sessions tailored to your bank’s needs.
  • Conveying clear and relatable communication of regulatory requirements.
  • Developing sensible recommendations and feasible implementation strategies.

Training Insights

community reinvestment act

Everything Old is New Again- OCC Rescinds CRA Rules

By | December 16, 2021

There is no excerpt because this is a protected post.

home appraisal with two men inspecting windows

Is there any new fair lending risk that a financial institution should make sure is included in the Fair Lending Risk Assessment?

By | December 10, 2021

Answer: Yes. A new CFPB initiative has been developed known as PAVE – Property Appraisal and Valuation Equity. It is an Interagency Task Force to address inequity in home appraisals. Examiners will be looking to see how financial institutions ensure there is no appraisal bias in minority neighborhoods or minority homes by monitoring the financial …

Is there any new fair lending risk that a financial institution should make sure is included in the Fair Lending Risk Assessment? Read More »

fair with wooden blocks

Are there fair lending concerns when a financial Institution utilizes a third-party vendor that provides data for marketing or assists in the development of a credit underwriting model containing digital algorithms?

By | December 6, 2021

Answer: Yes. The Financial Institution needs to be aware of what makes up the data that is obtained and how the data is applied. These algorithms may be filtered by zip codes, level of education or purchasing behaviors. The Financial Institution needs to ensure the algorithms used do not cause disparate impact by eliminating protected …

Are there fair lending concerns when a financial Institution utilizes a third-party vendor that provides data for marketing or assists in the development of a credit underwriting model containing digital algorithms? Read More »

aml

When dispositioning alerts from our automated BSA/AML monitoring system, how much information is enough?

By | December 3, 2021

Answer: TCA continues to see examiner scrutiny on alert resolution. When documenting a response to an alert, it does not need to be as in-depth as an investigation narrative; however, it must explain the who, what, where, when, why, and how. This creates continuity for other BSA staff, examiners, and auditors to understand how you …

When dispositioning alerts from our automated BSA/AML monitoring system, how much information is enough? Read More »

community reinvestment act

OCC’s CRA June 2020 Final Rule – Maybe

By | June 4, 2021

There is no excerpt because this is a protected post.

flood insurance policy

When the Tide is Against You

By | May 13, 2021

There is no excerpt because this is a protected post.

Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.

Phone

800-934-REGS

Email Address

[email protected]

Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523

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