Non-Originated Loan Review & Analysis

loan approved stamp on loan document

Withdrawals, denials, and incomplete applications can be key indicators of increased fair lending risk. Examiners increasingly analyze non-originated application data to surface disparate treatment, pricing outliers, and steering concerns. TCA’s Non-Originated Loan Review evaluates patterns and root causes to help institutions mitigate risk before examiners arrive.

We help institutions identify risk and hidden patterns in non-originated loan portfolios so you can improve fair lending outcomes, validate decisioning practices, and support stronger compliance governance.

What We Analyze

Reviews may include:

  • Application disposition patterns
  • Pricing and underwriting consistency
  • Counteroffer practices
  • Communication timeliness and content
  • HMDA data mapping
  • Denial reason coding
  • Customer interaction documentation
  • Comparative analysis by prohibited basis group

Why It Matters

Regulators are asking deeper questions about:

  • Who is applying
  • Who is receiving approvals
  • Why applications stop moving forward
  • Whether certain groups experience barriers or delays
  • Non-originated data often provides the clearest lens into potential disparate treatment risk.

Deliverables

TCA provides:

  • Key findings and risk indicators
  • Trend and variance analysis
  • Root cause assessments
  • Recommendations for control enhancements
  • Board and management level reporting (optional)

Additional Fair Lending Topics

conference speaker

Submit Comments to CRA Modernization Initiative

By | November 14, 2018

Several staff members of Thomas Compliance Associates (TCA) attended the recent CRA & Fair Lending Colloquium and obtained valuable information from the sessions. One theme that stood out and presenters stressed was that bankers can help shape the re-write of the Community Reinvestment Act (CRA) regulation. The Office of the Comptroller of the Currency (OCC) […]

Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.

Phone

800-934-REGS

Email for Non-Confidential Information Only

[email protected]

Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523

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