Non-Originated Loan Review & Analysis

loan approved stamp on loan document

Withdrawals, denials, and incomplete applications can be key indicators of increased fair lending risk. Examiners increasingly analyze non-originated application data to surface disparate treatment, pricing outliers, and steering concerns. TCA’s Non-Originated Loan Review evaluates patterns and root causes to help institutions mitigate risk before examiners arrive.

We help institutions identify risk and hidden patterns in non-originated loan portfolios so you can improve fair lending outcomes, validate decisioning practices, and support stronger compliance governance.

What We Analyze

Reviews may include:

  • Application disposition patterns
  • Pricing and underwriting consistency
  • Counteroffer practices
  • Communication timeliness and content
  • HMDA data mapping
  • Denial reason coding
  • Customer interaction documentation
  • Comparative analysis by prohibited basis group

Why It Matters

Regulators are asking deeper questions about:

  • Who is applying
  • Who is receiving approvals
  • Why applications stop moving forward
  • Whether certain groups experience barriers or delays
  • Non-originated data often provides the clearest lens into potential disparate treatment risk.

Deliverables

TCA provides:

  • Key findings and risk indicators
  • Trend and variance analysis
  • Root cause assessments
  • Recommendations for control enhancements
  • Board and management level reporting (optional)

Additional Fair Lending Topics

asset statement

CRA Asset-size Thresholds Announced for 2019

By | December 21, 2018

The annual CRA asset-size thresholds for covered financial institutions were announced on December 20, 2018 applicable for 2019. The cutoff adjustments are based on the change in the CPI (Consumer Price Index) for each 12-month period ending in November, rounded to the nearest million. As a result of the 2.59% increase in the CPI, the […]

conference speaker

Submit Comments to CRA Modernization Initiative

By | November 14, 2018

Several staff members of Thomas Compliance Associates (TCA) attended the recent CRA & Fair Lending Colloquium and obtained valuable information from the sessions. One theme that stood out and presenters stressed was that bankers can help shape the re-write of the Community Reinvestment Act (CRA) regulation. The Office of the Comptroller of the Currency (OCC) […]

Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.

Phone

800-934-REGS

Email for Non-Confidential Information Only

[email protected]

Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523

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