Fair Lending Exam Assistance & Support

data record review

Examinations are placing greater emphasis on data integrity, pricing disparities, marketing practices, and redlining indicators. TCA supports institutions throughout the examination cycle to reduce uncertainty, resolve examiner concerns, and promote stronger examination outcomes.

We provide hands-on support before, during, and after fair lending exams so your team is confident, prepared, and positioned to respond effectively to examiner inquiries and priorities.

Pre-Exam Preparation

TCA helps institutions prepare by:

  • Reviewing historical lending data and risk indicators
  • Pre-assessing marketing and outreach practices
  • Evaluating pricing and underwriting variability
  • Stress-testing potential examiner questions and findings

During the Examination

  • TCA provides in-exam support, including:
  • Assisting with data and documentation requests
  • Assisting with responses to examiner inquiries
  • Providing context and narrative explanations
  • Supporting institution SMEs throughout the process
  • Clarifying methodologies and risk interpretations

Post-Exam Follow-Up

Post-exam support includes:

  • Evaluating examiner conclusions
  • Reviewing MRA/MRIAs and observations
  • Developing remediation plans
  • Enhancing Fair Lending Program components
  • Preparing management and board reporting

Benefits to Institutions

Institutions leverage TCA for:

  • Increased confidence during regulatory engagement
  • Reduced compliance and reputation risk
  • Smoother examiner communication
  • More efficient responses and faster resolution

Additional Fair Lending Topics

conference speaker

Submit Comments to CRA Modernization Initiative

By | November 14, 2018

Several staff members of Thomas Compliance Associates (TCA) attended the recent CRA & Fair Lending Colloquium and obtained valuable information from the sessions. One theme that stood out and presenters stressed was that bankers can help shape the re-write of the Community Reinvestment Act (CRA) regulation. The Office of the Comptroller of the Currency (OCC) […]

Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.

Phone

800-934-REGS

Email for Non-Confidential Information Only

[email protected]

Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523

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