Advertising Compliance Reviews

group reviewing content at a conference table

Ensuring that your marketing campaigns are in sync with regulatory expectations

We review your advertising for truth and transparency and help you manage the compliance risks associated with marketing your bank.

Think of the ads you most love. Typically, they incorporate a clever play on words, catchy phrases, and memorable images.

A copywriter’s job is to grab readers’ attention and persuade them that investing in a product or service is in their best interest.

But in banking, that approach can overstep boundaries.

You may make promises and use words and phrases that lead you into trouble on numerous regulatory fronts: RESPA, Fair Housing, Truth in Lending, ECOA, UDAAP, and others.

We’re here to review your advertising copy and images, including digital, print, radio, TV, email, billboards, and signage in a way that preserves your brand identity and embraces your creativity, all while preventing you from stepping into dangerous regulatory waters.

Since the devil often is in the fine print, we read for trigger language and red flags and review copy for the nitty-gritty – missing disclosures, required logos, terms and fees, and so forth.

To make developing future ad campaigns less demanding for you, our team can review your advertising manuals, processes, and checklists to be sure they’re providing your creative team the guidance they need to adhere to current regulatory requirements.

TCA’s A Better Way balances your creative vision with regulatory reality.

Key deliverables include:

  • Ensuring your advertising is in sync with current regulations
  • Providing reviews, and testing copy for regulatory red flags
  • Reviewing your advertising manual, guidelines, and policies for their effectiveness and adherence to the latest regulatory thinking
  • Offering guidance and training for your creative teams

Additional Compliance Topics

Let’s Make This Simple – Immigration Status Alignment with ATR, ECOA and BSA

By | October 12, 2026

The question – How does a financial institution maneuver through the regulatory requirements to ensure lending compliance when dealing with immigration? TCA – A Better Way!

compliance graphic

Compliance – Who Cares?

By | September 8, 2026

Today’s compliance landscape is vastly different than what we’ve seen in the past. With revocations of Guidance Documents, increases in enforcement action terminations, decreases in new enforcement actions, rollbacks in regulation, and the flurry of Executive Orders related to compliance coming out of the Oval Office, the view of compliance has been “trimmed”. It certainly […]

Reputation Risk

Your Reputation Matters

By | September 3, 2026

On June 2, 2026, the FRB, FDIC, and OCC jointly reissued 15 interagency supervisory guidance documents to remove all references to “reputation risk”. TCA – A Better Way!

servicemember

Government Shutdown: What Can You Do to Help?

By , | October 28, 2025

Today’s complex world just got a whole lot more complex with the ongoing government shutdown. All of us, no matter where we are located, know someone who is experiencing a loss of income due to the impact of the government shutdown. We know someone who serves in the military or works in air traffic control […]

Back to School

Back to School: Ready for Regulators’ Pop Quizzes?

By | August 28, 2024

With the summer winding down, the kids will be heading back to school and facing tests and the dreaded pop quizzes. But they are not the only ones. Compliance pros also must be ready for regulators’ tough questions. If your regulator were to give you a pop quiz, would you be ready? See if you […]

FDIC sign

FDIC Name Change – Updated, Again

By | April 26, 2023

On August 8, 2022 in the Federal Register (and a correction on August 12) the FDIC reported they had renamed the Consumer Response Center to the “National Center for Consumer and Depositor Assistance”. This Division is referenced in the Fair Housing regulation at 12 CFR 338 and in the Consumer Protection in Sales of Insurance […]

Do You Need Compliance Help?

We’re here to review your current compliance strategy and help you find A Better Way to manage risk.

Phone

800-934-REGS

Email for Non-Confidential Information Only

[email protected]

Office Location

2021 Midwest Road, Suite 200,
Oak Brook, IL 60523

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