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DTSTART;TZID=America/Chicago:20221025T081500
DTEND;TZID=America/Chicago:20221026T150000
DTSTAMP:20260405T163300
CREATED:20220919T172736Z
LAST-MODIFIED:20220919T173141Z
UID:1649-1666685700-1666796400@www.tcaregs.com
SUMMARY:Advanced Compliance Workshop
DESCRIPTION:Compliance is one the most important and most complex functions in banking. Make sure you’re on top of your game. This in-depth workshop is specifically designed for experienced compliance professionals who require the most up-to-date information affecting bank compliance\, taught by the leading experts. Plus\, you’ll have plenty of opportunity to learn from and network with your counterparts from across the state. Please note attendees should have at least one year of compliance experience and/or have attended the basic compliance school. \nPresenter\nJerod Moyer – Banker’s Compliance Consulting. Jerod is the leader of Banker’s Compliance Consulting’s training productions. He is a Certified Regulatory Compliance Manager (CRCM) and Bankers Online Guru.\nBrian Crow – TCA. Brian Crow is a nationally-recognized BSA/AML expert with a strong bank compliance management background and a welcome ability to provide focused educational support to TCA client banks. \nRegistration Fee\nMember: $525\nEach additional person from the same bank: $450\nQualified Non-Member: $950 \nDate & Times\nOctober 25\, 2022\nCheck in: 8:15\n9:00 – 4:30\n4:30 – 5:30 Social Hour on Tuesday evening \nWorkshop Agenda\nTuesday\, October 25\n8:15 – 9:00 a.m.   Check-in\n9:00 – 10:00 a.m.   Reg E\n10:00 – 11:00 a.m.  BSA\n11:10 – 11:45 a.m.  Minnesota State Statutes\n11:45 – 12:30 p.m.  Lunch\n12:30 – 1:45 p.m.   Fair Lending\n1:55 – 3:25 p.m.   Overdraft\n3:35 – 4:20 p.m.   Compliance Auditor Panel\n4:30 – 5:30 p.m.   Social Hour \nWednesday\, October 26\n8:30 – 11:15 a.m.      ECOA 1071\n11:15 – 11:45 a.m.            Q & A\n11:45 – 12:30 p.m.     Lunch\n12:30 – 3:00 p.m.      HMDA (optional)
URL:https://www.tcaregs.com/event/advanced-compliance-workshop/
LOCATION:Mayo Clinic Heath Systems Event Center\, One Civic Center Plaza\, Mankato\, MN\, 56001\, United States
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/minnesota-bankers.jpg
ORGANIZER;CN="Minnesota Bankers Association":MAILTO:mba@minnbankers.com
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20221109T130000
DTEND;TZID=America/New_York:20221109T153000
DTSTAMP:20260405T163300
CREATED:20221017T145953Z
LAST-MODIFIED:20221017T145953Z
UID:1657-1667998800-1668007800@www.tcaregs.com
SUMMARY:Anti-Money Laundering Model Risk Management
DESCRIPTION:The 2020 AML Act encourages financial institutions to explore innovative solutions for suspicious activity monitoring. Many institutions either are already or are considering automated solutions to aid in this process. However\, in spite of what a salesperson may tell you\, these systems are not “plug and play.” Guidance from regulators make it clear that financial institutions are expected to evaluate monitoring parameters\, risk rating methodologies\, and OFAC filtering models to ensure that they are calibrated based on your unique risk profile. Recently\, a community bank was fined $8 million for missing suspicious activity in part due to misuse of its automated system. In this session we will cover the requirements of developing and maintaining a suspicious activity monitoring model. \nAs financial crimes grow in complexity\, the systems needed to monitor\, identify\, and report suspicious activity must keep pace. The key to a compliance BSA Program is developing adequate policies\, procedures\, and processes for model risk management\, periodic testing of the system to ensure that data feeds are working\, and evaluation of the model’s performance to ensure outcomes are generated as expected. \nWhen considering which vendor to utilize\, financial institutions should carefully evaluate the system’s capabilities and compare those to the institution’s needs. System limitations may necessitate that some customers and transactions are still monitored manually or require separate monitoring systems/ The process for selecting the right vendor for your institution is just as important as managing the software once it is implemented. \nThe most common frustration with model risk management is the volume of alerts systems can generate. Proper evaluation and calibration of parameters is necessary to ensure that you are not missing suspicious activity because the model is too narrowly defined\, but also that you mitigate the risk of missing suspicious activity because the model is so broad that you cannot keep up with the volume of false alerts. \nIn this two-hour session\, Brian will cover: \n\nModel Development\nModel Governance\nModel Risk Assessment\nPreparing a gap analysis\nData Integrity Analysis\nParameter testing\nModel Validation\n\nWritten materials will be provided for the listener to refer to during the presentation. \nWHO SHOULD ATTEND: \nBSA Officer\, BSA Analysts\, BSA Auditors
URL:https://www.tcaregs.com/event/anti-money-laundering-model-risk-management/
LOCATION:Virtual
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/bol-learning.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20221117T073000
DTEND;TZID=America/New_York:20221117T163000
DTSTAMP:20260405T163300
CREATED:20221031T120523Z
LAST-MODIFIED:20221031T120523Z
UID:1667-1668670200-1668702600@www.tcaregs.com
SUMMARY:Chicagoland Compliance Annual Conference - 2022
DESCRIPTION:ANNUAL CONFERENCE\n\nNOVEMBER 17 @ 7:30 AM – 4:30 PM CST\n\n\n\nCost:\nMembers: $165\nNon-members: $265\nBreakfast and lunch are included. Please indicate any dietary restrictions on your Registration. \nAn opportunity to have a day away from the office to recharge your batteries and network with fellow compliance professionals. Hear knowledgeable presenters speak on a variety of compliance-related topics and network with vendors and not for profit agencies in our vendor area. \nPlease send any questions you have for our speakers\, in advance to: Speaker Questions. \nSpeakers & Topics :\n  \n\nCMS Best Practices\, Common Audit Findings & New Areas of Risk\n\nBrian Crow\, Managing Partner & Co-President\, TCA\n\n\n\n\n\nFlood and New Interagency FAQs\n\nSara McGinnis\, Director\, CrossCheck Compliance\n\n\n\n\n\nFair Credit Reporting Act Hot Topics\n\nLisa DeLessio\, Partner\, Hudson Cook LLP\n\n\n\n\n\nLunch – Climate Change\n\nTim Joyce\, Meteorologist\, WGN-TV\n\n\n\n\n\nAdd-on Products/Services and Junk Fees\n\nKathy Enbom\, Principal\, Wipfli LLP\n\n\n\n\n\nRegulatory Update and Enforcement Actions\n\nMarc Franson\, Partner\, Chapman and Cutler LLP\n\n\n\n\n\nThird Party Risk\n\nJill Czerwinski\, Principal\, Crowe LLP\n\n\n\n\nRegistration and Breakfast begins at 7:30 am\nSession runs from 8:30 am to 4:30 pm \nAttendees are advised to arrive before 8:00 am \n\nLast day of registration is end of business on November 11\, 2022. \nAs a reminder\, CCA no longer accepts cash or checks as payment for meetings or membership dues. Payment is only accepted in advance by debit or credit card via our website. Registration for meetings or membership will not be considered complete without prepayment. CCA is no longer able to invoice for events and entry will be denied if payment has not been received. Payment can be made in advance using a debit or credit card via CCAs PayPal page. Failure to pay in advance may result in removal of registration for the event. \nVendor booth opportunities are still available. Please contact Robin Guthridge for more information. \nSpeakers and Topics may be subject to change. \nThis session has been approved for 5.5 CRCM credits. \nThis session is not to be recorded electronically without written permission from the Chicagoland Compliance Association and all speakers. materials and opinions shared from the speakers are not necessarily those of the organization they represent and therefore\, unless otherwise indicated\, should be assumed personal and not indicative of any implied liability or accountability back to the respective organization. \nReservation cancellations received by the CCA after the registration deadline of November 11\, 2022 will not receive a refund.  \nBy registering for the event\, the registrant agrees to adhere to Drury Lane and/or City of Oakbrook Terrace COVID requirements at the time of the event. \nIf after registering you do not see the “Thank You” page or you do not receive a confirmation email within two days\, then your registration has not been received. Please email the CCA. \nIf you are unsure if your institution is a CCA member\, please check here first. There will be no refunds in the event of an overpayment.  \nClick here to register.
URL:https://www.tcaregs.com/event/chicagoland-compliance-annual-conference-2022/
LOCATION:Drury Lane Theatre\, 100 Drury Ln\, Oakbrook Terrace\, IL\, 60181\, United States
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/chicagoland-compliance-association.jpg
ORGANIZER;CN="Chicagoland Compliance Association":MAILTO:ccai@chicagolandcompliance.org <ccai@chicagolandcompliance.org
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Chicago:20230918T080000
DTEND;TZID=America/Chicago:20230922T170000
DTSTAMP:20260405T163300
CREATED:20230915T115233Z
LAST-MODIFIED:20230915T115233Z
UID:1916-1695024000-1695402000@www.tcaregs.com
SUMMARY:2023 Regulatory Compliance Series
DESCRIPTION:Monday\, September 18\, 2023 – Friday\, September 22\, 2023  \n\n\n\n\n\n\n\n\n\nHybrid Delivery Options (select your preference when registering) \nIBA Center for Banking Excellence\, Springfield OR Live Streamed \nThis comprehensive series provides an overall deep understanding of the complexities of regulatory compliance and how they apply to everyday situations. New and seasoned team members will diminish the complex nature of regulatory compliance after attending this program. View Flyer \nSessions \n\nProgram 1 – September 18 – Credit Compliance\, Part 1\nProgram 2 – September 19 – Credit Compliance\, Part 2\nProgram 3 – September 20 – Credit Compliance\, Part 3\nProgram 4 – September 21 – Deposit Compliance\nProgram 5 – September 22 – BSA/AML Compliance & Regulators’ Forum\n\nFacilitators: Programs 1\, 2\, and 3 \n\nMichelle Strickland\, CRCM\, is managing partner and co-president at TCA. Her banking background includes consumer\, residential\, and secondary market loan processing\, and most recently\, with a large Indiana bank\, responsible for loan servicing\, commercial loan processing\, and documentation\, and residential and consumer loan processing and documentation.\nMonique Reyna\, CRCM\, is a compliance consultant at TCA with more than 25 years of lending experience. During her early banking career\, she held positions in processing\, underwriting\, closing\, post-closing\, and servicing. Prior to joining TCA\, she served as senior vice president of lending overseeing regulatory compliance within the lending department\, including developing bank policies and procedures\, conducting internal compliance reviews\, and providing staff training.\n\nFacilitator: Programs 4 and 5  \n\nBrian Crow\, CAMS\, managing partner and co-president at TCA\, is a nationally recognized expert of Reg E and BSA/AML. He is an education consultant for the Glia Group BOL Learning Connect program\, conducting webinars that cover Visa/MasterCard chargebacks\, debit card compliance\, and fraud prevention. Crow was recognized as a Bankers Online Guru in 2011.\n\nContinuing Education\nABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. The Regulatory Compliance Series has been approved for 8 CAFP\, and 40 CRCM credits. Credit Breakdown: Program 1-CRCM 8 credits\, Program 2-CRCM 8 credits\, Program 3-CRCM 8 credits\, Program 4-CRCM 8 credits\, and Program 5-CAFP\, CRCM 8 credits. This statement is not an endorsement of this program or its sponsor. \nThe IBA is recognized as a public accountant continuing professional education sponsor by the Illinois Department of Financial and Professional Regulation. Public accountants licensed in the state of Illinois will earn 35 credits of continuing professional education credit for attending the five-part series (7 credits per program). \nAudience\nCompliance Officers and Managers\, Consumer Lenders\, Residential Real Estate Lenders\, Personal and Retail Bankers\, Operations Officers\, Legal Counsel\, Auditors\, and Cashiers \nHotel Information\nCourtyard – Springfield\n3462 Freedom Drive\nSpringfield\, IL 62704\nHotel: 217-793-5300\nIBA Rate: 15% off the available rate \nPer Person Fee\nIBA Member\nAll five programs: $1\,225\nIndividual program: $265 \nNonmember\nAll five programs: $2\,045\nIndividual program: $445
URL:https://www.tcaregs.com/event/2023-regulatory-compliance-series/
LOCATION:Center for Banking Excellence\, 3201 West White Oaks Dr.\, Suite 400\, Springfield\, IL\, 62704\, United States
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/illinois-bankers-compliance-school.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Chicago:20231005T083000
DTEND;TZID=America/Chicago:20231005T160000
DTSTAMP:20260405T163300
CREATED:20230915T115900Z
LAST-MODIFIED:20230915T115900Z
UID:1917-1696494600-1696521600@www.tcaregs.com
SUMMARY:2023 Chicagoland Compliance Annual Conference
DESCRIPTION:2023 CCA ANNUAL CONFERENCE\n\nOCTOBER 5 @ 8:30 AM – 4:00 PM CDT\n\n\n\nCost:\nMembers: $180\nNon-members: $225\nBreakfast and lunch are included. Please indicate any dietary restrictions on your Registration. \nAn opportunity to have a day away from the office to recharge your batteries and network with fellow compliance professionals. Hear knowledgeable presenters speak on a variety of compliance-related topics and network with vendors and not for profit agencies in our vendor area. Don’t forget to bring those business cards for networking and raffles! \nThis session has been approved for 7.25 CRCM\, 5.5 CERP\, 2.25 CAFP credits and certain courses may be CAMS eligible. \nPlease send any questions you have for our speakers\, in advance to: Speaker Questions. \nSpeakers & Topics :\n\nAppraisal Bias: Issues\, Challenges and Risk Mitigation\nThe session will discuss appraisal bias in residential transactions\, the PAVE report\, investigations of HUD cases\, and how to reduce appraisal bias risks.  \n\nYana Karnaukhov\, Compliance Center Director\, HUD\n\n\n\n\n\nTrends in Check and Electronic Payments Fraud\nFraudsters continue to develop new techniques\, which often leads to the financial institution taking losses to reimburse customers. In this session we will examine the latest fraud trends in checks and in electronic payments such as Zelle\, Cash App and Venmo and discuss strategies for loss mitigate. We will also consider the regulatory requirements that dictate when we must reimburse our customers and what recovery options are available.\n  \n\nBrian Crow\, Managing Partner & Co-President\, TCA\n\n\n\n\n\nCompliance Agility: Keeping up with Regulators\, Changes and Risks\nThis panel will provide tips on being agile and keeping up with emerging risks\, current events\, regulatory changes\, and regulator expectations at their institution and for their overall Compliance Management System.  \n\nJoel Ramos\, EVP and Chief Compliance Officer\, Busey Bank\nDeitra Jackson\, SVP Head of North America Banking and Custody Compliance\, Northern Trust\n\n\n\n\n\nLunch – Regulatory Update and Enforcement Actions\nThis session will cover regulatory changes impacting banks\, as well as review recent enforcement actions and go over any conclusions drawn from them.  \n\nBrent McCauley\, Partner\, Barack Ferrazzano Financial Institutions Group\n\n\n\n\n\nCompliance Investigations\, Complaint Trending\, and Social Media Compliance\nKey considerations for conducting compliance related investigations\, analyzing complaints for further investigation\, and monitoring social media for compliance issues.  \n\nLiza Warner\, Partner\, CrossCheck Compliance\nKaren Cullen\, SVP-Legal\, Risk and Compliance\, Landmark Credit Union \n\n\n\n\n\nHot Topics for BSA/AML\nThis session will cover the latest hot topics affecting BSA/AML risk management. The presentation will touch upon regulatory expectations for utilization of AI technologies\, exam priorities and exam readiness\, and the increased focus on fraud issues.  \n\nJohn McVoy\, SVP Director of Financial Crimes Risk Management\, HTLF\n\n\n\n\n\nWhen Does Targeted Marketing Become Digital Redlining?\nThis session will discuss laws\, regulations\, and risks relevant to discrimination in online marketing\, including the Equal Credit Opportunity Act and its implementing Regulation B; the Fair Housing Act; prohibitions on UDAAP; and reputation risk. Financial institutions – including their marketing teams – that use digital channels to market to existing and potential clients must be aware of these requirements and risks to avoid discrimination.  \n\nDenise Banks\, Chief Compliance Officer\, CIBC Bank USA\nDawanda Lomax\, US Head of Fair & Responsible Banking\, CIBC Bank USA\n\n\n\n\nRegistration and Breakfast begins at 7:30 am\nSession runs from 8:30 am to 4:30 pm \nAttendees are advised to arrive before 8:00 am \n\nLast day of registration is end of business on September 29\, 2023. \nAs a reminder\, CCA no longer accepts cash or checks as payment for meetings or membership dues. Payment is only accepted in advance by debit or credit card via our website. Registration for meetings or membership will not be considered complete without prepayment. CCA is no longer able to invoice for events and entry will be denied if payment has not been received. Payment can be made in advance using a debit or credit card via CCAs PayPal page. Failure to pay in advance may result in removal of registration for the event. \nVendor booth opportunities are still available. Please contact Robin Guthridge for more information. \nSpeakers and Topics may be subject to change. \nThis session is not to be recorded electronically without written permission from the Chicagoland Compliance Association and all speakers. materials and opinions shared from the speakers are not necessarily those of the organization they represent and therefore\, unless otherwise indicated\, should be assumed personal and not indicative of any implied liability or accountability back to the respective organization. \nReservation cancellations received by the CCA after the registration deadline of September 29\, 2023 will not receive a refund.  \nBy registering for the event\, the registrant agrees to adhere to Drury Lane and/or City of Oakbrook Terrace COVID requirements at the time of the event. If you’re sick on the day of the event\, please stay home and get well.  \nIf after registering you do not see the “Thank You” page or you do not receive a confirmation email within two days\, then your registration has not been received. Please email the CCA. \nIf you are unsure if your institution is a CCA member\, please check here first. There will be no refunds in the event of an overpayment.  \nClick here to register for this event.
URL:https://www.tcaregs.com/event/2023-chicagoland-compliance-annual-conference/
LOCATION:Drury Lane Theatre\, 100 Drury Ln\, Oakbrook Terrace\, IL\, 60181\, United States
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/chicagoland-compliance-association.jpg
ORGANIZER;CN="Chicagoland Compliance Association":MAILTO:ccai@chicagolandcompliance.org <ccai@chicagolandcompliance.org
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Chicago:20231012T100000
DTEND;TZID=America/Chicago:20231012T150000
DTSTAMP:20260405T163300
CREATED:20230915T120545Z
LAST-MODIFIED:20230915T120545Z
UID:1918-1697104800-1697122800@www.tcaregs.com
SUMMARY:2023 Compliance Forum
DESCRIPTION:Compliance Forum – October 12\n\nHybrid Event   \n\nThursday\, October 12\, 2023 10:00 AM – 3:00 PM\n\n\n\n\nHybrid Delivery Options (select your preference when registering)\nThe Regency Conference Center\, O’Fallon\, or Live Streamed \n\n\n\nThe IBA’s October Compliance Forum provides an opportunity for bankers to meet in person and examine pressing issues constructively\, exchange ideas\, and share solutions among colleagues in a comfortable and professional environment. We will provide timely updates on a variety of topics for you to take back to your bank. \nAgenda\n9:00 am           Registration & Networking\n10:00 am         Welcome and Introductions\n10:15 am         Lending\n11:15 am         Deposits & Other\n12:15 pm         Lunch\n1:00 pm           CRA\n2:00 pm           BSA \nLearning Objectives\nAt the conclusion of this forum\, participants should be able to:\n•    Comprehend the impact of changes in regulations.\n•    Identify reactive and proactive steps to deal with the changes.\n•    Describe issues regulatory examiners are criticizing at peer institutions and implement practical cost-effective solutions. \nFacilitator\nBrian Crow\, CAMS\, is Managing Partner and Co-President of TCA Compliance. Brian’s passion for and skill in protecting bank assets from fraud and compliance losses have earned him the nickname “Security Evangelist.” In addition to developing and guiding the strategic vision for TCA\, Brian delivers focused educational support to clients and helps them manage TCA’s suite of consulting\, audit\, and training services. He’s a nationally recognized expert on BSA/AML and deposit compliance and is a regular speaker at the annual BSA/AML Top Gun Conference. \nAudience \nCompliance Officers\, Risk Managers\, and Auditors \nContinuing Education\nAmerican Bankers Association (ABA) Professional Certifications – 5 CRCM\, 1.25 CAFP credits\nIllinois Public Accountants – 4.50 CPE credits \nFee Per Person\nMember $250\nNonmember $450 \nMap & Directions
URL:https://www.tcaregs.com/event/2023-compliance-forum/
LOCATION:The Regency Conference Center\, 400 Regency Park\, O Fallon\, IL\, 62269-1886\, United States
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/illinois-bankers-compliance-school.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Chicago:20231017T133000
DTEND;TZID=America/Chicago:20231017T153000
DTSTAMP:20260405T163300
CREATED:20230915T120925Z
LAST-MODIFIED:20230915T120925Z
UID:1919-1697549400-1697556600@www.tcaregs.com
SUMMARY:Visa & Reg E Error Resolution
DESCRIPTION:Course description\n\n\n\n\n\nChange creates compliance risk. The methods for processing electronic funds transfers continues to evolve. Mobile applications\, digital wallets\, tokenization all can be used to access your customers’ debit cards. Correctly applying both Regulation E investigation requirements and the Visa chargeback rules to your claim can present financial and compliance risk to your institution if you get it wrong. \nVisa chargeback procedures outline what is required of the card issuer\, merchant\, and cardholder should a dispute arise between a cardholder and a merchant\, or if a card is used fraudulently. However\, these rules can often create confusion as to how they should be applied to the dispute that crosses your desk. Regulation E applies to many cardholders’ disputes\, and its provisions often differ from Visa’s chargeback procedures. That can leave us wondering how long we have to complete an investigation\, when to provide provisional credit\, and when to ask a cardholder to contact the merchant before accepting their dispute. \nIn this fast-paced webinar we will compare and contrast Visa Operating Rules with Regulation E investigation and liability requirements. We will explore the chargeback codes that are available for the various scenarios that arise and discuss which claims are covered under Reg E and which are not. Several real-world examples will be included. These case studies will aid the listener in making critical decisions when applying Mastercard rules to assist customers and protect the issuer’s bottom line. \nIn this two-hour session\, Brian will cover: \n\nVisa chargeback process updates\nZero Liability coverage vs. Reg E liability schedule\nCFPB Reg E FAQs\nBusiness debit cards\nProper handling of a chargeback when Regulation E also applies\nReg E investigation tips\nEnforcement Actions relating to Regulation E investigation procedures\nDispute resolution procedures\n\nWritten materials will be provided for the listener to refer to during the presentation. \nWHO SHOULD ATTEND: \nFront line staff tasked with accepting customer disputes \nChargeback processors\, auditors\, compliance officers
URL:https://www.tcaregs.com/event/visa-reg-e-error-resolution-2023/
LOCATION:Virtual
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/bol-learning.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Chicago:20231018T133000
DTEND;TZID=America/Chicago:20231018T153000
DTSTAMP:20260405T163300
CREATED:20230915T121247Z
LAST-MODIFIED:20230915T121247Z
UID:1920-1697635800-1697643000@www.tcaregs.com
SUMMARY:Mastercard & Reg E Error Resolution
DESCRIPTION:Course description\n\n\n\n\n\nChange creates compliance risk. In July 2020 Mastercard revised the arbitration process for more complex claims. Institutions that do not understand the new requirements could end up paying claims that they are not required to or fail to obtain credit from the merchant resulting in unnecessary losses. Knowing what information is needed to successfully recover funds via the chargeback process\, but not run afoul of our investigation obligations under Reg E is a delicate tightrope. \nMastercard chargeback procedures outline what is required of the card issuer\, merchant\, and cardholder should a dispute arise between a cardholder and a merchant\, or if a card is used fraudulently. However\, these rules can often create confusion as to how they should be applied to the dispute that crosses your desk. Regulation E applies to many cardholders’ disputes\, and its provisions often differ from Mastercard’s chargeback procedures. That can leave us wondering how long we have to complete an investigation\, when to provide provisional credit\, and when to ask a cardholder to contact the merchant before accepting their dispute. \nIn this fast-paced webinar we will compare and contrast Mastercard Operating Rules with Regulation E investigation and liability requirements. We will explore the chargeback codes that are available for the various scenarios that arise and discuss which claims are covered under Reg E and which are not. Several real-world examples will be included. These case studies will aid the listener in making critical decisions when applying Mastercard rules to assist customers and protect the issuer’s bottom line. \nIn this two-hour session\, Brian will cover: \n\nMastercard chargeback process updates\nZero Liability coverage vs. Reg E liability schedule\nCFPB Reg E FAQs\nBusiness debit cards\nProper handling of a chargeback when Regulation E also applies\nReg E investigation tips\nEnforcement Actions relating to Regulation E investigation procedures\nDispute resolution procedures\n\nWritten materials will be provided for the listener to refer to during the presentation. \nWHO SHOULD ATTEND: \nFront line staff tasked with accepting customer disputes \nChargeback processors\, auditors\, compliance officers
URL:https://www.tcaregs.com/event/mastercard-reg-e-error-resolution-2023/
LOCATION:Virtual
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/bol-learning.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Chicago:20231024T090000
DTEND;TZID=America/Chicago:20231025T173000
DTSTAMP:20260405T163300
CREATED:20230915T121641Z
LAST-MODIFIED:20230915T121827Z
UID:1921-1698138000-1698255000@www.tcaregs.com
SUMMARY:Advanced Compliance Workshop
DESCRIPTION:Compliance is one the most important and most complex functions in banking. Make sure you’re on top of your game. This in-depth workshop is specifically designed for experienced compliance professionals who require the most up-to-date information affecting bank compliance\, taught by the leading experts. Plus\, you’ll have plenty of opportunity to learn from and network with your counterparts from across the state. Please note attendees should have at least one year of compliance experience and/or have attended the basic compliance school. \nFind the agenda here \nPresenter\nJerod Moyer – Banker’s Compliance Consulting. Jerod is the leader of Banker’s Compliance Consulting’s training productions. He is a Certified Regulatory Compliance Manager (CRCM) and Bankers Online Guru.\nBrian Crow – TCA. Brian Crow is a nationally-recognized BSA/AML expert with a strong bank compliance management background and a welcome ability to provide focused educational support to TCA client banks.\nLinda Ezuka – Founder of CRA Today.  Linda has over 29 years of community development experience\, with emphasis in CRA\, compliance\, training\, community development lending and CDFI initiatives \nRegistration Fee\nMember: $565\nEach additional person from the same bank: $495\nQualified Non-Member: $950 \nDate & Times\nOctober 24 & 25\, 2023\nCheck in: 8:15\n9:00 – 4:30\n4:30 – 5:30 Social Hour on Tuesday evening
URL:https://www.tcaregs.com/event/advanced-compliance-workshop-2023/
LOCATION:Mayo Clinic Heath Systems Event Center\, One Civic Center Plaza\, Mankato\, MN\, 56001\, United States
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/minnesota-bankers.jpg
ORGANIZER;CN="Minnesota Bankers Association":MAILTO:mba@minnbankers.com
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20240311T100000
DTEND;TZID=America/New_York:20240312T170000
DTSTAMP:20260405T163300
CREATED:20240131T195238Z
LAST-MODIFIED:20240131T195513Z
UID:2017-1710151200-1710262800@www.tcaregs.com
SUMMARY:2024 BSA/AML Top Gun Conference
DESCRIPTION:Change is the one constant in the Bank Secrecy Act. While some conferences will inform you what the changes will be\, BOL Conference’s Top Gun BSA Conference’s panel of expert speakers take the next step and provide not just the “what” but the “how” to compliance. Real world experience takes you beyond the theory of compliance into the practical application of each of the topics we cover. \nThe Top Gun Conference will explore many of the hot topics in the industry. We’ll also tackle evolving sanctions due to the wars in Ukraine and Israel. Whether you are new to BSA or an experienced BSA Officer\, we’ll give you tools to enhance your BSA Program. \nOur convenient virtual environment makes it possible for you to train a full conference room of employees. Playback options allow you to rewatch sections you want to hear again or to share with business lines. Get the information you need to know when you need it! \nFeedback from previous conferences indicates that our question-and-answer sessions continue to be some of the most popular times during the conference. We are expanding these sessions so that we can get to more of the questions that you submit prior to and during the conference. Have a question? Ask it! There is a good chance that one of your fellow participants has the same question. Have a topic suggestion? Submit it to questions@bolconferences.com . \nThis is YOUR conference. We encourage you to submit topics that our panel can cover in the rapid-fire BSA Pepper or as a stand-alone session. Our speakers will continue to monitor FinCEN’s rulemaking so that we provide the most current information that you will need to adjust your Program. \nI would like to personally invite you to join me and our expert speaker panel on March 11th and 12th for Top Gun 2024. \n\n\n\n\nMarch 11\n\n\n\n10:00 – 10:50\nWhat Happened Since Last Year?\nBrian Crow\n\n\n10:50 – 11:00\nBREAK\n\n\n11:00 – 11:30\nCorporate Transparency Act Update\nJohn Burnett\n\n\n11:30 – 12:15\nBest Practices for Board Training\nAdam Witmer\n\n\n12:15 – 12:30\nBREAK\n\n\n12:30 – 1:30\nThe Evolution of Artificial Intelligence and Suspicious Activity Monitoring\nRobin Guthridge\n\n\n1:30 – 2:30\nLUNCH\n\n\n2:30 – 3:00\nDigital Currency Update\nBrian Crow\n\n\n3:00 – 3:50\nFrom Start to Finish: Overhauling Your Risk Model\nVictor Cardona\n\n\n\n3:50 – 4:00\nBREAK\n\n\n4:00 – 4:50\nManaging Higher Risk Customers\nRobin Guthridge\n\n\n4:50 – 5:00\nBREAK\n\n\n5:00 – 6:00\nQ and A\n\n\n6:00\nAdjourn\n\n\n\n\n\n\n\nMarch 12\n\n\n\n10:00 – 10:50\nSAR Decision Making\nBrian Crow\n\n\n\n10:50 – 11:00\nBREAK\n\n\n11:00 – 11:50\nKeeping up with FinCEN SAR Typologies\nVictor Cardona\n\n\n11:50 – 12:00\nBREAK\n\n\n\n12:00 – 12:50\nFATF: Abuse of Non-Profit Organizations\nAdam Witmer\n\n\n12:50 -12:55\nBREAK\n\n\n12:55 – 1:30\nGeographic Targeting Orders and AML for Real Estate\nJohn Burnett\n\n\n1:30 – 2:30\nLUNCH\n\n\n2:30 – 3:30\nUpgrading Your Risk Assessment\nRobin Guthridge\n\n\n3:30 – 3:45\nBREAK\n\n\n\n3:45 – 4:45\nBSA Pepper\n\n\n4:45 – 5:00\nBREAK\n\n\n\n5:00 – 6:00\nQ and A\n\n\n\n6:00\nAdjourn
URL:https://www.tcaregs.com/event/2024-bsa-aml-top-gun-conference/
LOCATION:Virtual
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/top-gun-2022.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20240326T080000
DTEND;TZID=America/New_York:20240327T170000
DTSTAMP:20260405T163300
CREATED:20240131T202836Z
LAST-MODIFIED:20240131T202836Z
UID:2018-1711440000-1711558800@www.tcaregs.com
SUMMARY:BSA/AML 2-Day School
DESCRIPTION:This seminar assists financial institutions in meeting the annual training requirements imposed by the BSA regulations and provides attendees with the opportunity to network with other professionals interested in BSA compliance. \nSeminar Information\nThis two-day program is designed to encompass the broad range of topics included in the realm of the Bank Secrecy Act and Anti-Money Laundering.​ \nSESSION TOPICS*\n\nBSA Updates\nIn this session we will recap recent FinCEN advisories\, guidance\, and hot topics. We will also cover recent enforcement actions to analyze what went wrong and where we can expect examiners to focus in the upcoming exam cycle. This will be a great opportunity to catch up on what you should be considering in your Program and how AML/CFT continues to evolve.\nOFAC Sanctions Updates from Ukraine and Gaza\nFor many community banks that do not have an international presence\, it may seem like conflicts on the other side of the world may not pose much risk. However\, bad actors continue to look for weak links in the US financial system to exploit and evade sanctions. Understanding the scope and focus of new sanctions is key to adequately evaluating your risk and ensuring processes are reasonably designed to mitigate those risks.\nBest Practices for Validating AML and OFAC Monitoring Software\nAll institutions\, even those who use manual processing for suspicious activity monitoring\, have a model whether they know it or not. More and more examiners are focusing on the methodologies we employ to manage model risk\, whether it be to identify suspicious activity\, higher risk customers\, or potential OFAC matches. We must be prepared to answer questions like\, “How does your system work? and “How did you determine what thresholds to use?” The key to answering these questions is in how you documented decisions you made when implementing software\, and how you validated that the decisions you made were reasonable. In this session we will walk through the governance process of managing software and how to ensure its validation complies with regulatory guidance.\nManaging FinTech Risk\nRegulatory agencies have published updated guidance relating to managing third-party risk\, particularly as it relates to FinTechs. Many FinTechs are looking for financial institution partnerships to support their product or service offering. In this session we will consider the types of due diligence that should be considered prior to onboarding a FinTech relationship and over the life of the partnership.\nSAR Narratives That Catch Law Enforcement’s Eye\nMany bankers have the perception that the SARs they spend hours filing wind up in a bureaucratic black hole\, never to be seen again. The reality is that law enforcement agencies have many SARs to sort through and are going to focus on those cases which present significant risk to the financial industry\, consumers\, or national security. In this session we will discuss how to make your SAR stand out and be as useful as possible to law enforcement.\nEnhanced Due Diligence for Higher Risk Customers\nOne of the challenges a BSA Officer faces with higher-risk customers is how to put all the pieces of the puzzle together. Some customers have very specific documentation listed in the examination procedures\, others do not. Ensuring that procedures are adequate to address all the various customer types\, as well as use the information collected to support a documented conclusion is critical to demonstrating to our examiners that we understand customer activity.\nSuspicious Activity Reporting and Cyber Events\nFinCEN has published advisories on cyber fraud\, identity theft\, ransomware\, and a host of other cyber related crimes. It can be a challenge to know when a SAR is required\, what dollar amount(s) to report\, and how to identify this type of activity to protect our customers and our institutions. In this session we will explore the world of Cyber Crime as well as the types of crime highlighted on the SAR to help us navigate these ever-changing fraud patterns.\nUpdate on Digital Currencies\nWhat’s the difference between game tokens\, non-fungible tokens\, and convertible virtual currency? Confused yet? Digital currency has been in the news recently\, and for all the wrong reasons. However\, that doesn’t mean that providing services to these customers is bad. It just means we have more risk to manage. In this session we will discuss the various types of digital currency\, the risks that each can pose\, and what due diligence measures we should take when we find one of our customers engaged in digital currency transactions.\nUpdate on AML Act Implementation including the Corporate Transparency Act\nFinCEN has completed two of its three rule makings to implement the Corporate Transparency Act. The Beneficial Ownership Secure System (BOSS) has received over 100\,000 registrations from legal entities during the first couple of weeks of going live. But what does this mean for our financial institution? What happens? And what new regulations can we expect to see? In this session we will bring you up to date so you know what to share with your Board and Senior Management Teams as we prepare for what is to come.\nFinCEN’s AML/CFT Priorities and Red Flags for Identifying Suspicious Activity\nFinCEN published eight AML/CFT priorities in  June 2021\, but we haven’t heard anything since. The notice stated there were no new rules or policy changes that were required of the industry\, but that proposals would be forthcoming. 2 ½ years later and we haven’t heard anything further. In this session will bring these priorities back to the front burner and discuss what we should be considering in terms of higher risk businesses and patterns of activity that may require a second look to ensure we don’t have these types of suspicious activity occurring at our institutions.\nSAR Decision Making Process\nThis session will be a prep session for the one that immediately follows it. We will review investigation methodologies\, procedures for determining if a SAR should be filed\, and documentation expectations for conclusions and supporting data. We will consider the use of SAR Committees in the decision-making process and steps for escalating alerts to cases\, and meeting investigation timeframes to ensure timely SAR filing.\nSAR Investigation Processes\nThis session is designed to be interactive\, so be sure to bring your questions\, procedural ideas\, and investigation methods. The speaker will provide several scenarios where a reviewer receives limited transactional information from a system alert\, spreadsheet\, or staff referral. Participants are invited to ask questions or state what additional research they would conduct based on the limited information given. The facilitator will provide additional details about the case as the investigation “progresses” to simulate an actual investigation. At the end of each investigation\, the participants can voice their opinions whether they believe a SAR should or should not be filed based on the information obtained during the discussion.\nThe Future of AML/CFT Compliance: Artificial Intelligence\nFor AML/CFT Professionals that have spent many years in the industry\, the prospect of changing how we identify\, monitor\, and report suspicious activity can be particularly intimidating. From manual reports\, to rule-based systems\, to machine learning in the span of a few decades shows that technology will continue to speed up before it slows down. In this session we will consider the potential risks and benefits that AI poses for our industry\, and take a peek at what the future may hold.\n\n*Note: Topics are subject to change based on new guidance or regulation that is published. \nAGENDA\nTuesday\, March 26\, 2024\n9:00 – 10:00 am               BSA Updates \n10:00 – 10:30 am             OFAC Sanctions Updates from Ukraine and Gaza \n10:30 – 10:45 am             Break \n10:45 am – 12:00 pm      Best Practices for Validating AML and OFAC Monitoring Software \n12:00 – 1:00 pm                Lunch \n1:00 – 1:45 pm                  Managing FinTech Risk \n1:45 – 2:30 pm                  SAR Narratives That Catch Law Enforcement’s Eye \n2:30 – 2:45 pm                  Break \n2:45 – 4:00 pm                 Enhanced Due Diligence for Higher Risk Customers \nWednesday\, March 27\, 2024\n9:00 – 9:45 am                Suspicious Activity Reporting and Cyber Events \n9:45 – 10:15 am               Update on Digital Currencies \n10:15 – 10:30 am             Break \n10:30 – 11:15 am              Update on the AML Act Implementation including the\nCorporate Transparency Act \n11:15 am – 12:00 pm       FinCEN’s AML/CFT Priorities and Red Flags for\nIdentifying Suspicious Activity \n12:00 – 1:00 pm               Lunch \n1:00 – 1:30 pm                  SAR Decision Making \n1:30 – 2:30 pm                  SAR Investigation Processes \n2:30 – 2:45 pm                  Break \n2:45 – 4:00 pm                 The Future of AML/CFT Compliance: Artificial Intelligence​ \nSpeaker Information\n \nBrian J. Crow\, CAMS Managing Partner/Co-President\, TCA \nBrian Crow is a nationally recognized Deposit Compliance and BSA/AML expert with a strong bank compliance management background and a welcome ability to provide focused educational support to TCA client banks. Mr. Crow most recently was BSA Administrator for a suburban Chicago bank\, where his responsibilities included the bank’s annual assessment and audit documentation. Earlier\, as Operations Officer at the same bank\, Mr. Crow monitored AML activity and helped install automated AML software that allowed the bank to transition from paper to electronic CTRs. His activities were responsible for reducing debit card fraud by 95 percent at the bank. \nMr. Crow has been\, and continues to be\, an education consultant for the Glia Group BOL Learning Connect program\, conducting webinars that have covered VISA/MasterCard chargebacks\, debit card compliance and fraud prevention for hundreds of banks. In this role\, Mr. Crow was recognized as a Bankers Online Guru in 2011. Like many of us\, Mr. Crow began his banking career as a teller\, working his way up to head teller and then branch management responsibilities. He earned a B.A. degree from Concordia University\, River Forest\, Illinois. \nRegistration Information\n\n\n\n\nRegistration Dates\nMember\nNon-Member\n\n\n\n\nThrough February 26\, 2024\n$575\n$1\,075\n\n\nFebruary 27-March 25\, 2024\n$595\n$1\,095\n\n\n\n\nREGISTER NOW! \nHotel Information\nHampton Inn Richmond West Innsbrook\n10800 W Broad Street\nGlen Allen\, VA 23060 \nThe VBA has a negotiated rate of $119/night\, plus applicable taxes and fees. The rate includes a complimentary hot breakfast. To take advantage of the negotiated rate\, reservations must be made by March 11\, 2024. Click here to make your reservation. \nSponsorship Opportunities\nContact Amy Binns for more information. \n\n\n\n \n\n\n\n\nTHIS ITEM APPEARS IN\n\n\n\nEvent Calendar\nIn Person – Compliance\nIn Person – Enterprise Risk Management (ERM)\nIn Person – Operations & Technology\nIn Person – Security\nIn Person – Training\n\n\n\n\n\n\n\nRELATED PROFILES\n\n\n\n\n\n\nEDUCATION & TRAINING\n\nMichele DunnEvent Planner\n\n\n\n(804) 819-4748\n\nmdunn@vabankers.org\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\nEVENT QUICKLINKS\n\n\nEvent Calendar\nGovernment Relations Events\nVBA Virtual\nSponsorship & Exhibiting Opportunities\n\n\n\n\n\n\n\n\nMEMBERSHIP QUICKLINKS
URL:https://www.tcaregs.com/event/bsa-aml-2-day-school/
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/virginia-bankers-compliance-school.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20240422T080000
DTEND;TZID=America/New_York:20240426T170000
DTSTAMP:20260405T163300
CREATED:20240131T203554Z
LAST-MODIFIED:20240131T203612Z
UID:2019-1713772800-1714150800@www.tcaregs.com
SUMMARY:2024 Advanced BSA Academy
DESCRIPTION:Advanced BSA Academy\nApril 22-26\, 2024\nThe Lodge – Gulf Shores\, AL\n  \nCompliance with the Bank Secrecy Act (BSA) continues to be a top priority of the regulators. Examiners are increasing their focus to ensure financial institutions are complying with all aspects of the Bank Secrecy Act (BSA) and its many regulatory requirements. To assist in meeting these requirements Alabama Bankers is pleased to offer a one week intensive Advanced BSA/AML School.  Not only is the program designed to meet your training requirements; it is also designed for you to hear from leading industry experts\, law enforcement\, and regulatory agencies on the latest changing BSA topics and to gain tips and tools to develop and manage an effective BSA program. \nEach year\, the curriculum is updated and revised to reflect the current BSA/AML environment. The program provides valuable insight and information on current emerging issues related to BSA/AML compliance. Attendees will also benefit from shared knowledge\, networking\, and best practices. Attendees will leave with valuable real world tips\, tools\, take-aways\, checklists\, and “how to” best practices to manage BSA/AML and OFAC requirements. \n2024 Brochure \nWho Should Attend:\nThis is not an introductory program; it is designed for BSA professionals with a working knowledge of all aspects of the BSA regulations and rules. It provides a higher level of lecture\, training\, and interactive discussion regarding the challenges of developing and managing an effective BSA program. \n 
URL:https://www.tcaregs.com/event/2024-advanced-bsa-academy/
LOCATION:The Lodge at Gulf State Park\, 21196 East Beach Blvd\, Gulf Shores\, AL\, 36542\, United States
ATTACH;FMTTYPE=application/pdf:https://www.tcaregs.com/wp-content/uploads/alabama-bankers-association.pdf
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BEGIN:VEVENT
DTSTART;TZID=America/New_York:20240521T090000
DTEND;TZID=America/New_York:20240521T130000
DTSTAMP:20260405T163300
CREATED:20240517T130717Z
LAST-MODIFIED:20240517T130717Z
UID:2068-1716282000-1716296400@www.tcaregs.com
SUMMARY:Virtual Compliance School
DESCRIPTION:MAY 21\, 2024 – 9:00AM – 1:00PM\nMAY 23\, 2024 – 9:00AM – 1:00PM\nMAY 28\, 2024 – 9:00AM – 1:00PM\nMAY 29\, 2024 – 9:00AM – 1:00PM\nMAY 31\, 2024 – 9:00AM – 1:00PM\nJUNE 10\, 2024 – 9:00AM – 1:00PM\nJUNE 12\, 2024 – 9:00AM – 1:00PM\n\n\n  \nVirtual Compliance School consists of two tracks\, Lending and Deposits\, and is designed for entry-mid level compliance personnel. \nIn 2024\, the VBA and NCBA will join together to host the virtual school with a five day Lending track and a two day Deposits track.
URL:https://www.tcaregs.com/event/virtual-compliance-school/
LOCATION:Virtual
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/virginia-bankers-compliance-school.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20240604T100000
DTEND;TZID=America/New_York:20240604T110000
DTSTAMP:20260405T163300
CREATED:20240517T133140Z
LAST-MODIFIED:20240517T133140Z
UID:2069-1717495200-1717498800@www.tcaregs.com
SUMMARY:Trends in Check Fraud (Webinar)
DESCRIPTION:June 4\, 2024\n10am-11:30am \n\nMember Fee (Live or Recording):  $165 per connection\nNon-Member Fee (Live or Recording):  $265 per connection \n\nFraudsters continue to develop new techniques for helping our customers part with their hard-earned money. Often this leads to the financial institution taking losses to reimburse our customers. In this webinar\, we will examine the latest fraud trends and discuss strategies for loss mitigation. The discussion will consider the operational requirements and challenges for processing check related claims and should not be considered legal advice. 
URL:https://www.tcaregs.com/event/trends-in-check-fraud-webinar/
LOCATION:Virtual
ATTACH;FMTTYPE=image/png:https://www.tcaregs.com/wp-content/uploads/louisiana-bankers-assocation.png
ORGANIZER;CN="Louisiana Bankers Association":MAILTO:info@lba.org
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20240917T080000
DTEND;TZID=America/New_York:20240918T170000
DTSTAMP:20260405T163300
CREATED:20240708T112950Z
LAST-MODIFIED:20240708T112950Z
UID:2091-1726560000-1726678800@www.tcaregs.com
SUMMARY:Operations Compliance Triage
DESCRIPTION:TUESDAY\, SEPTEMBER 17\, 2024\nDay 1\n\n\n\nCENTRAL TIME\n\nSESSION\n\n\n\n9:00 – 10:00\nUpdate on Deposit Related Issues-What’s Happened Since Last Year?\nDeborah Crawford\n\n\n10:00 – 10:10\nBREAK\n\n\n10:10 – 11:00\nMarijuana Update — the Operations side – Brian Crow\n\n\n11:00 – 11:10\nBREAK\n\n\n11:10 – 12:00\nClosed Accounts\, Stop Payments\, Unauthorized Transactions-A myriad of Deposit Issues\nJohn Burnett\n\n\n12:00 – 1:00\nLUNCH\n\n\n1:00 – 2:00\nW-8BENs and NRA Interest Reporting – Deborah Crawford\n\n\n2:00 – 2:10\nBREAK\n\n\n2:10 – 3:00\nRegulation CC Update and Changes for 2025 – John Burnett\n\n\n3:00 – 3:10\nBREAK\n\n\n3:10 – 4:00\nCheck Fraud-Counterfeit Checks\, Altered Checks\, Forged Endorsements – Brian Crow\n\n\n4:00 – 5:00\nQ & A\n\n\nAdjourn – See you tomorrow!
URL:https://www.tcaregs.com/event/operations-compliance-triage-2/
LOCATION:Virtual
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/bol-learning.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Chicago:20240923T080000
DTEND;TZID=America/Chicago:20240927T170000
DTSTAMP:20260405T163300
CREATED:20240708T113234Z
LAST-MODIFIED:20240708T113234Z
UID:2092-1727078400-1727456400@www.tcaregs.com
SUMMARY:2024 Regulatory Compliance Series
DESCRIPTION:Regulatory Compliance Series\n\nHybrid Event   \n\nMonday\, September 23\, 2024 – Friday\, September 27\, 2024   iCalendarCentral Standard Time \n\n  \n\n\n\n\n \n\n\n \nHybrid Delivery Options (select your preference when registering) \nIBA Center for Banking Excellence\, Springfield OR Live Streamed \nThis comprehensive series provides an overall deep understanding of the complexities of regulatory compliance and how they apply to everyday situations. New and seasoned team members will diminish the complex nature of regulatory compliance after attending this program. View Brochure \nSessions \n\nProgram 1 – September 23 – Credit Compliance\, Part 1\nProgram 2 – September 24 – Credit Compliance\, Part 2\nProgram 3 – September 25 – Credit Compliance\, Part 3\nProgram 4 – September 26 – Deposit Compliance\nProgram 5 – September 27 – BSA/AML Compliance & Regulators’ Forum\n\nFacilitators: Programs 1\, 2\, and 3 \n\nMichelle Strickland\, CRCM\, is managing partner and co-president at TCA. Her banking background includes consumer\, residential\, and secondary market loan processing\, and most recently\, with a large Indiana bank\, responsible for loan servicing\, commercial loan processing\, and documentation\, and residential and consumer loan processing and documentation.\nMonique Reyna\, CRCM\, is a compliance consultant at TCA with more than 25 years of lending experience. During her early banking career\, she held positions in processing\, underwriting\, closing\, post-closing\, and servicing. Prior to joining TCA\, she served as senior vice president of lending overseeing regulatory compliance within the lending department\, including developing bank policies and procedures\, conducting internal compliance reviews\, and providing staff training.\n\nFacilitator: Programs 4 and 5  \n\nBrian Crow\, CAMS\, managing partner and co-president at TCA\, is a nationally recognized expert of Reg E and BSA/AML. He is an education consultant for the Glia Group BOL Learning Connect program\, conducting webinars that cover Visa/MasterCard chargebacks\, debit card compliance\, and fraud prevention. Crow was recognized as a Bankers Online Guru in 2011.\n\nContinuing Education \nABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. This series has been approved for 8 CAFP\, 40 CRCM credits (Programs 1-5 CRCM 8 credits each\, Program 5-CAFP credits). This statement is not an endorsement of this program or its sponsor. \nThe IBA is recognized by the Illinois Department of Financial and Professional Regulation as a public accountant continuing professional education sponsor. Public accountants licensed in the state of Illinois will earn 35 credits of continuing professional education credit for attending the five-part series (7 credits per program). \nAudience\nCompliance Officers and Managers\, Consumer Lenders\, Residential Real Estate Lenders\, Personal and Retail Bankers\, Operations Officers\, Legal Counsel\, Auditors\, and Cashiers \nHotel Information\nCourtyard – Springfield\n3462 Freedom Drive\nSpringfield\, IL 62704\nHotel: 217-793-5300\nIBA Rate: 20% off the available rate \nPer Person Fee\nIBA Member\nAll five programs: $1\,225\nIndividual program: $265 \nNonmember\nAll five programs: $2\,045\nIndividual program: $445
URL:https://www.tcaregs.com/event/2024-regulatory-compliance-series/
LOCATION:Center for Banking Excellence\, 3201 West White Oaks Dr.\, Suite 400\, Springfield\, IL\, 62704\, United States
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/illinois-bankers-compliance-school.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20241011T100000
DTEND;TZID=America/New_York:20241011T150000
DTSTAMP:20260405T163300
CREATED:20240708T113415Z
LAST-MODIFIED:20240708T113415Z
UID:2093-1728640800-1728658800@www.tcaregs.com
SUMMARY:Compliance Peer Group
DESCRIPTION:Compliance Peer Group\n\nHybrid Event   \n\nFriday\, October 11\, 2024 10:00 AM – 3:00 PM   iCalendarCentral Standard Time \n\n  \n\n\n\n\n \n\n\nHybrid Delivery Options (select your preference when registering)\nThe Regency Conference Center\, O’Fallon\, or Live Streamed \nThe Compliance Peer Groups provide an opportunity for bankers to join together and examine pressing issues constructively\, exchange ideas\, and share solutions among colleagues in a comfortable and professional environment. We will provide timely updates on various topics for you to take back to your bank. \nAgenda \n9:00 a.m.           Registration & Networking\n10:00 a.m.         Welcome and Introductions\n10:15 a.m.         Lending\n11:15 a.m.         Deposits & Other\n12:15 p.m.         Lunch\n1:00 p.m.           CRA\n2:00 p.m.           BSA \nLearning Objectives\nAt the conclusion of this session\, participants should be able to: \n\nComprehend the impact of changes in regulations.\nIdentify reactive and proactive steps to deal with the changes.\nDescribe issues regulatory examiners are criticizing at peer institutions and implement practical\, cost-effective solutions.\n\nBenefits \n\nNetworking: Participants can network with fellow bankers\, fostering professional connections and potential collaborations.\nRegulatory Updates: Stay informed about the latest changes in lending\, deposits\, CRA (Community Reinvestment Act)\, and BSA (Bank Secrecy Act) regulations\, ensuring your bank remains compliant with current requirements.\nBest Practices Sharing: Exchange best practices and innovative solutions with peers to effectively address compliance challenges in areas such as lending\, deposits\, CRA\, and BSA.\nProactive Compliance Strategies: Learn proactive steps to anticipate and adapt to regulatory changes\, helping your bank maintain compliance while minimizing disruptions to operations.\nPractical Implementation: Acquire practical\, cost-effective solutions for implementing compliance measures\, ensuring your bank meets regulatory expectations efficiently and effectively.\nSkill Enhancement: Develop your understanding of compliance regulations and enhance your ability to interpret and implement regulatory requirements in areas such as lending\, deposits\, CRA\, and BSA.\nAnd much more…\n\nTechnology Requirements – Virtual Attendees Only \n\nHave Zoom virtual meeting access\nInteract with facilitators and all participants in a live\, virtual environment\nActively participate in live and chat discussions\nHave complete\, working computer microphone\, camera\, and speakers or phone access\nKeep cameras on for the duration of the program\n\nFacilitator\nBrian Crow\, CAMS\, is Managing Partner and Co-President of TCA Compliance. Brian’s passion for and skill in protecting bank assets from fraud and compliance losses have earned him the nickname “Security Evangelist.” In addition to developing and guiding the strategic vision for TCA\, Brian delivers focused educational support to clients and helps them manage TCA’s suite of consulting\, audit\, and training services. He’s a nationally recognized expert on BSA/AML and deposit compliance and is a regular speaker at the annual BSA/AML Top Gun Conference. \nAudience \nCompliance Officers\, Risk Managers\, and Auditors \nContinuing Education\nABA Professional Certifications 5 CRCM\, 1.25 CAFP credits\nCPE for Illinois Public Accountants 4.50 hours \nFee Per Person\nMember $250\nNonmember $450 \nMap & Directions
URL:https://www.tcaregs.com/event/compliance-peer-group/
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END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20241022T080000
DTEND;TZID=America/New_York:20241022T170000
DTSTAMP:20260405T163300
CREATED:20240708T113821Z
LAST-MODIFIED:20240708T113926Z
UID:2094-1729584000-1729616400@www.tcaregs.com
SUMMARY:Bank Security Conference
DESCRIPTION:10:00 AM – 10:50 AM (Eastern) \nObservation vs Perception: Improving Your Ability to Pick Up on Suspicious Activity\n\n\nA fast-moving and entertaining program designed to improve your observation or situational awareness and to make employees more aware of their surroundings. This is an awareness session to improve your observation skills. What you see is not always what your brain tells you that you see. You will get a better understanding of ways to improve your crime prevention efforts by absorbing and interpreting what’s going on around you and why differences in opinions and descriptions can occur from several observers after all have seen the same incident. Situational awareness is a developed skill and a major part of crime prevention improvement. You will also get an understanding of why differences in opinions and descriptions can occur from several observers after all have seen the same incident. Suggestions will also be given on how to improve your ability to remember things and events. \nTakeaways\n\n Enhanced Observation Skills: Develop sharper observation skills to improve situational awareness and better understand your surroundings.\n Improved Crime Prevention: Learn effective techniques to absorb and interpret environmental cues\, enhancing your efforts in crime prevention.\n Understanding Perception Differences: Gain insight into why different observers may have varying opinions and descriptions of the same incident and how to account for these differences.\n Memory Improvement Techniques: Receive practical suggestions on how to enhance your ability to remember things and events accurately\, aiding in more reliable incident reporting and analysis.\n\nBRANCH WALTON \n\n\n\n\n\n11:00 AM – 12:00 PM (Eastern) \nWhat does the security officer need to know about BSA/SARs?\n\n\nAs technology has evolved\, the role of the Security Officer has evolved as well. Threats to the bank are no longer all physical. In today’s fast paced and interconnected world\, many of the threats we defend against are virtual. Over the last several years\, the fastest growing reason for suspicious activity reports relates to fraud\, identity theft\, and cyber events. In this session we will discuss best practices for identifying security events that must be referred to the Bank Secrecy Act Department and how we can coordinate our efforts to mitigate the risk of loss to our customers and institution. \nTakeaways\n\n Identify security incidents that may require a Suspicious Activity Report\n Discuss the key pieces of information that should be included on a Suspicious Activity Report\n Learn where the emerging threats are fraud trends are\n Define a cyber event\n\nBRIAN CROW \n\n\n\n\n\n12:10 PM – 1:00 PM (Eastern) \nDetails Coming Soon!\n\n\nDetails Coming Soon! \n\n\n\n\n\n2:00 PM – 3:30 PM (Eastern) \nSecurity Demystified: Navigating the Top 25 Frequently Asked Questions\n\n\nIn this fast-paced program\, we will address the most commonly asked questions by security officers. Delve into the essential responsibilities outlined in implementing regulations mandated by various regulators such as FRS\, FDIC\, OCC\, and specific letters for Credit Unions. Gain insights into the often-overlooked aspect of your job description – “other duties as assigned” – and how it can expand your security responsibilities. \nDiscover solutions to practical issues like camera placement\, the necessity of monitors in break rooms\, and the optimal timing for alarm activation during or after a bank robbery. Uncover the truth about commonly debated topics\, such as the use of dummy cameras and the limited scope of time locks. Learn how\, with experience\, your role may evolve to include managing building access systems\, ID badges\, and the crucial aspect of building a relationship with law enforcement. \nThis session aims to provide answers to questions you’ve likely encountered countless times. Whether you’re new to security or a seasoned officer\, this program is tailored to meet your needs. For those just starting\, gain invaluable insights into the intricacies of your role. Seasoned professionals will benefit from a timely review of current security practices. Don’t miss this opportunity to enhance your expertise and ensure you’re well-prepared for the challenges ahead. Join us for an engaging session that goes beyond the basics of security training! \nTakeaways\n\n Understanding Regulatory Responsibilities: Gain a comprehensive understanding of essential responsibilities outlined by various regulators such as FRS\, FDIC\, OCC\, and specific letters for Credit Unions\, ensuring compliance and effective security management.\n Practical Solutions to Common Issues: Discover solutions to practical security issues\, including optimal camera placement\, the necessity of monitors in break rooms\, and the best timing for alarm activation during or after a bank robbery.\n Expanded Security Responsibilities: Learn how the often-overlooked “other duties as assigned” aspect of your job description can expand your security responsibilities to include managing building access systems\, ID badges\, and building relationships with law enforcement.\n Debunking Security Myths: Uncover the truth about commonly debated topics such as the use of dummy cameras and the limited scope of time locks\, and understand how these elements can affect your overall security strategy.\n\nBARRY THOMPSON \n\n\n\n\n\n3:45 PM – 5:00 PM (Eastern) \nLiar\, Liar\, Pants on Fire! – UPDATED\n\n\n‘Two Truths and a Lie’ is a fun game unless you don’t know you’re playing. You haven’t realized it\, but in business\, you’re playing every day…and YOU’RE LOSING. \nDiscover how to win the game with clients\, your boss\, your team\, and your prospects. Protect your hard-earned profits and catch would-be fraudsters before they can take away everything you’ve worked for. \nIn this fast-paced session\, updated since she last spoke to us\, you’ll discover how to use Traci’s 9-Point Fraud Spotting System to separate the lies from the truth\, so you don’t innocently step into a business\, life\, or reputation-destroying event. \nDo you often ask yourself:\n\n Is that job applicant being deceptive about their experience? Will their lies cost your company countless dollars and hours of training?\n Are your vendors overpromising or inflating their prices to scam you?\n Are you willing to do prison time for someone else’s actions?\n Is your spouse truthful? Can you see the clues that an unfaithful partner leaves littered through your conversation?\n Is your child really just “spending the night at Tony’s house\,” or are they going to a dangerous party with no adult supervision?\n And most importantly…did your kids eat those donuts you left on the counter? Or did the dog?\n\nTakeaways\n\n Nine telltale signs that a person is lying\n How to quickly uncover the truth\n How to keep nefarious people from making you a victim\n\nTRACI BROWN \n\n\n\n\n\n5:00 PM – 5:45 PM+ (Eastern) \nQ&A to end the day!\n\nTRACI BROWN\, BRIAN CROW\, BARRY THOMPSON\, BRANCH WALTON
URL:https://www.tcaregs.com/event/bank-security-conference/
LOCATION:Virtual
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/bank-security-conference.jpg
ORGANIZER;CN="Bank Security Conference":MAILTO:bsc@bankersonline.com
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20241106T080000
DTEND;TZID=America/New_York:20241107T170000
DTSTAMP:20260405T163300
CREATED:20240708T112859Z
LAST-MODIFIED:20240708T112859Z
UID:2090-1730880000-1730998800@www.tcaregs.com
SUMMARY:Operations Compliance Triage
DESCRIPTION:WEDNESDAY\, SEPTEMBER 18\, 2024\nDay 2\n\n\n\nCENTRAL TIME\n\nSESSION\n\n\n\n9:00 – 10:00\nIRA Update\nDeborah Crawford\n\n\n10:00 – 10:10\nBREAK\n\n\n10:10- 11:00\nRegulation E Hot Spots\nBrian Crow\n\n\n11:00 – 11:10\nBREAK\n\n\n11:10 – 12:00\nFDIC Logo\, Advertising Rules and Trust Changes\nJohn Burnett\n\n\n12:00 – 1:00\nLUNCH\n\n\n1:00 – 2:00\nMaintaining Business Accounts-Beneficial Ownership Update\nDeborah Crawford\n\n\n2:00 – 2:10\nBREAK\n\n\n2:10 – 3:00\nUDAAP Risk – Brian Crow\n\n\n3:00 – 3:10\nBREAK\n\n\n3:10 – 4:00\nOverdraft Programs-What’s Left?\nJohn Burnett\n\n\n4:00 – 5:00\nDiscussion–Q and A\n\n\n\nAdjourn – Thank you for attending!
URL:https://www.tcaregs.com/event/operations-compliance-triage/
LOCATION:Virtual
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/bol-learning.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250129T140000
DTEND;TZID=America/New_York:20250129T153000
DTSTAMP:20260405T163300
CREATED:20250117T123537Z
LAST-MODIFIED:20250117T123855Z
UID:2306-1738159200-1738164600@www.tcaregs.com
SUMMARY:BSA/AML Training for your Board
DESCRIPTION:One of the most intimidating tasks an AML/CFT Officer may have is standing in front of the board to provide training. Board and Management oversight is key to a strong compliance culture\, but how do we communicate to the board the importance of AML Compliance in our organization? \nWe have 15 minutes\, if we’re lucky\, to provide all the important details about the risks this regulation presents to our institution\, and the consequences if we get it wrong. In this session we will discuss strategies for speaking the board’s language to maximize the impact of your training and share sample materials that you can use in the board packet. \nKey takeaways: \n\nIdentify areas of greatest risk the Board needs to hear about\nDifferentiate between what can be provided in writing vs. what needs to be said\nDiscuss Compliance in terms of profit and loss\nLearn the art of the anecdote\nRelate to the Board’s perspective\n\nReminder: The registration fee includes live attendance AND a playback recording of the session\, available once the session concludes.
URL:https://www.tcaregs.com/event/bsa-aml-training-for-your-board/
LOCATION:Virtual
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END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250226T140000
DTEND;TZID=America/New_York:20250226T160000
DTSTAMP:20260405T163300
CREATED:20250117T124545Z
LAST-MODIFIED:20250117T124545Z
UID:2312-1740578400-1740585600@www.tcaregs.com
SUMMARY:BSA/AML Training for Your Lenders
DESCRIPTION:
URL:https://www.tcaregs.com/event/bsa-aml-training-for-your-lenders/
LOCATION:Virtual
ATTACH;FMTTYPE=image/png:https://www.tcaregs.com/wp-content/uploads/compliance-resource-logo.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250312T080000
DTEND;TZID=America/New_York:20250313T170000
DTSTAMP:20260405T163300
CREATED:20250117T124900Z
LAST-MODIFIED:20250117T125013Z
UID:2313-1741766400-1741885200@www.tcaregs.com
SUMMARY:BSA/AML 2-Day School
DESCRIPTION:Seminar Information & Session Topics*\n\nThis two-day program is designed to encompass the broad range of topics included in the realm of the Bank Secrecy Act and Anti-Money Laundering.​ \n\nBSA Updates\nIn this session we will recap recent FinCEN advisories\, guidance\, and hot topics. We will also cover recent enforcement actions to analyze what went wrong and where we can expect examiners to focus in the upcoming exam cycle. This will be a great opportunity to catch up on what you should be considering in your Program and how AML/CFT continues to evolve.\nCorporate Transparency Act Update\nThree weeks prior to the mandatory compliance date for reporting entities to submit their beneficial ownership information to FinCEN\, the US District Court of Eastern Texas issued declared the law unconstitutional and issued an injunction blocking the enforcement of the law. Meanwhile financial institutions have been waiting for revised customer due diligence rules. We’ll discuss the implications of this ruling and the status of FinCEN’s appeal while determining what this means for our AML Program.\nQuantifying AML/CFT Priorities Risk\nFinCEN’s proposed rulemaking for incorporating AML/CFT Priorities into the AML Risk Assessment leaves many bankers questioning how to comply with the requirements. Obtaining quantitative data for the number of customers or volume of transactions is relatively straightforward\, but quantifying a type of financial crime is not so easy. In this session we will consider FinCEN advisories and guidance that relates to the AML/CFT Priorities and how we can leverage data that we already collect to better quantify risk to satisfy the new FinCEN requirements.\nAML Risk Assessment methodology\nOnce we quantify the AML/CFT Priorities\, we’re still faced with the task of integrating new risk factors into our existing risk assessment methodology. We will consider various methods for how this might look\, and how the math works for incorporating new risk factors including the AML/CFT Priorities\, distribution channels\, and intermediaries. In addition\, we will consider internal controls that mitigate the risks associated with the priorities.\nSuspicious Activity Referrals\nOne of the challenges many AML Professionals face is the difficulty in obtaining suspicious activity referrals from business lines. Monitoring reports and software are great method for identifying suspicious activity\, but no one knows your customers better than the front-line staff who works with them on a regular basis. Since the AML Officer can’t be everywhere\, quality referrals are a critical component to a strong AML Program and organizational compliance culture. In this session we will discuss strategies for encouraging referrals and how to communicate with staff in a constructive way to solicit and encourage referrals.\nThird Party Risk Management for AML Risk Management\nThe regulators issued joint interagency guidance for Third Party Risk Management. While it may seem that this primarily focuses on vendor management\, recent consent orders and enforcement actions have shown that AML Exams are focusing on third parties that partner with the bank to provide products and services. The AML Officer should be involved in the third party risk management process to ensure that we consider the AML risks associated with the products\, services\, and customers involved in Banking as a Service products regardless of whether we provide a settlement account to the BaaS or their customers are also bank customers and there will be examiner scrutiny on how the AML risks are managed.\nElder Financial Abuse\nElder Financial Abuse continues to be on the rise. It can be challenging to protect our most vulnerable customers from fraud or exploitation. Concerns about the customer’s privacy and the limits of what we can and can’t say to family members or law enforcement can be challenging. FinCEN has published a number of advisories on this topic to help us with identifying red flags\, and the steps we can take to satisfy our AML requirements and also help our customers.\nBreaking down the TD Bank Penalty\n$3 billion is a large enough number to get anybody’s attention. There were significant breakdowns in the compliance culture of this organization that resulted in millions of dollars in drug money being laundered through the institution. What are the lessons we can learn from these failures? How do we keep this from happening at our own institutions? We will review the civil and criminal complaints involved in the TD Bank case and evaluate the internal control issues and culture issues that plagued the organization.\nOFAC Sanctions Program: The Hidden Risks\nMost financial institutions have written OFAC Programs and feel confident that they are adequately protected from non-compliance penalties. However\, we’ve seen several private companies\, and some financial institutions receive OFAC penalties in the last year. Many of these entities had processes for scanning transactions. So what went wrong? We’ll evaluate these penalties and what key risks were overlooked in their Program and how gaps in monitoring led to OFAC violations\nBreakout Session: Suspicious Activity Monitoring\nOne of the benefits of an in-person conference is the opportunity to network. In this interactive session\, we will divide into groups based on the monitoring software we use (or manual reports for those institutions who do not have manual software) so that we can discuss software and model risk management processes and learn about the various challenges each software presents. As someone who has validated the majority of the software available\, the facilitator will visit each group to provide feedback and help spur the conversation.\nTo the Moon with BitCoin\nThe price of virtual currency skyrocketed following the presidential election results and providers and traders anticipate relaxation of regulations of the virtual currency industry proposed by FinCEN and the Securities and Exchange Commission. However\, this also makes virtual currency more attractive for money laundering and terrorist financing. This session will provide an update on the status of regulations and the potential impact this could have on our responsibilities and how it could influence customer behavior.\nAI: The Good\, the Bad\, and the Ugly\nAI is here to stay. The question is how will it be used as improvements to its capabilities continue. It can assist an AML Professional in increasing efficiency as a strong tool can assist in monitoring and research\, but AI could also be a source of suspicious activity if nefarious actors attempt to use it to circumvent security processes. In this session we will consider the uses of AI\, policies and procedures to consider whether or not we choose to use AI\, and the latest in technological advances.\nThe Integration between BSA and Fraud For some institutions\, BSA and Fraud may work hand in hand\, and even be managed by the same person\, but in more complex institution these could be separate departments. Even in small banks\, it’s possible that fraud could occur separate from the BSA function. Like any financial crime\, identifying fraud\, whether the institution or its customer is the target\, requires a SAR filing if thresholds are met. Based on fraud trends FinCEN identifies in its recent advisories\, we’ll consider some of the common red flags that could be indicative of reportable fraud\, and the best way to make sure the AML Officer isn’t the last person to know that fraud occurred.\n\n*Note: Topics are subject to change based on new guidance or regulation that is published.
URL:https://www.tcaregs.com/event/bsa-aml-2-day-school-2/
LOCATION:Drury Plaza Hotel Richmond\, 11049 West Broad Street\, Glen Allen\, VA\, 23060\, United States
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END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250319T140000
DTEND;TZID=America/New_York:20250319T160000
DTSTAMP:20260405T163300
CREATED:20250117T125113Z
LAST-MODIFIED:20250117T125113Z
UID:2315-1742392800-1742400000@www.tcaregs.com
SUMMARY:BSA Training for Your Staff
DESCRIPTION:
URL:https://www.tcaregs.com/event/bsa-training-for-your-staff/
LOCATION:Virtual
ATTACH;FMTTYPE=image/png:https://www.tcaregs.com/wp-content/uploads/compliance-resource-logo.png
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250407T080000
DTEND;TZID=America/New_York:20250411T170000
DTSTAMP:20260405T163300
CREATED:20250117T125512Z
LAST-MODIFIED:20250117T125512Z
UID:2316-1744012800-1744390800@www.tcaregs.com
SUMMARY:Advanced BSA Academy
DESCRIPTION:Compliance with the Bank Secrecy Act (BSA) continues to be a top priority of the regulators. Examiners are increasing their focus to ensure financial institutions are complying with all aspects of the Bank Secrecy Act (BSA) and its many regulatory requirements. To assist in meeting these requirements Alabama Bankers is pleased to offer a one week intensive Advanced BSA/AML School.  Not only is the program designed to meet your training requirements; it is also designed for you to hear from leading industry experts\, law enforcement\, and regulatory agencies on the latest changing BSA topics and to gain tips and tools to develop and manage an effective BSA program. \nEach year\, the curriculum is updated and revised to reflect the current BSA/AML environment. The program provides valuable insight and information on current emerging issues related to BSA/AML compliance. Attendees will also benefit from shared knowledge\, networking\, and best practices. Attendees will leave with valuable real world tips\, tools\, take-aways\, checklists\, and “how to” best practices to manage BSA/AML and OFAC requirements. \nWho Should Attend: \nThis is not an introductory program; it is designed for BSA professionals with a working knowledge of all aspects of the BSA regulations and rules. It provides a higher level of lecture\, training\, and interactive discussion regarding the challenges of developing and managing an effective BSA program.
URL:https://www.tcaregs.com/event/advanced-bsa-academy/
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/alabama-bankers-association.jpg
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250417T080000
DTEND;TZID=America/New_York:20250417T120000
DTSTAMP:20260405T163300
CREATED:20250401T164322Z
LAST-MODIFIED:20250401T164429Z
UID:2357-1744876800-1744891200@www.tcaregs.com
SUMMARY:Past\, Present and Future of Bank Secrecy Act and Anti-Money Laundering / Countering Financing of Terrorism (“BSA and AML/CFT”)
DESCRIPTION:Members: $65\nNon-members: $95\nA hot breakfast is included. Please indicate any dietary restrictions on your Registration. \nJoin CCA and your banking colleagues as we get insights on where we’ve been\, where we’re at and where we’re going with regard to BSA/AML/CFT. This is a great opportunity to network with your peers. \nThe session has been approved for 3 CRCM\, 3 CAFP and 2 CERP credits. \nPlease send any questions you have for our speakers\, in advance to: Speaker Questions. \n\nLocation: Maggiano’s Little Italy\n\nSpeakers & Topics:\nBrian Crow\, Managing Partner and Co-President\, TCA Compliance\nHelen Touchton\, Independent BSA/AML Consultant\, Touchton Compliance Consulting LLC\nPast: Fines here\, fines there\, fines everywhere!\nThis session will review recent enforcement actions\, key lessons learned\, underlying root causes\, and emerging patterns—along with strategies to avoid common pitfalls. \n\nTamara Kolb\, Principal\, Crowe LLP\nRalph Wright\, Principal\, Crowe LLP\nPresent: Current Environment\nThis session will cover pending rulemaking\, AML/CFT priorities\, cryptocurrency\, banking as a service\, Fraud\, FinCEN priorities and AI. \n\nRobin Guthridge\, Director\, Wipfli LLP\nFuture: What is on the horizon for AML compliance?\nAs AI evolves\, model validation and fraud monitoring will shift—while fraudsters also exploit AI to defeat CIP verification. A new administration may bring new priorities\, as seen in the focus on providing banking services to the crypto industry. This session will cover what you should be considering for your AML Program as expectations and technologies evolve. \n\nRegistration and Breakfast begins at 8:00 am\nSession runs from 9:00 am to 12:00 pm \n\nLast day of registration is 5:00pm CT on April 14\, 2025 \nAs a reminder\, CCA no longer accepts cash or checks as payment for meetings or membership dues. Payment is only accepted in advance by debit or credit card via our website. Registration for meetings or membership will not be considered complete without prepayment. CCA is no longer able to invoice for events and entry will be denied if payment has not been received. Payment can be made in advance using a debit or credit card via CCAs PayPal page. Failure to pay in advance may result in removal of registration for the event. \nSpeakers and Topics may be subject to change. \nThis session is not to be recorded electronically without written permission from the Chicagoland Compliance Association and all speakers. materials and opinions shared from the speakers are not necessarily those of the organization they represent and therefore\, unless otherwise indicated\, should be assumed personal and not indicative of any implied liability or accountability back to the respective organization. \nReservation cancellations received by the CCA after the registration deadline of 5:00pm on April 14\, 2025 will not receive a refund. \nIf after registering you do not see the “Thank You” page or you do not receive a confirmation email within two days\, then your registration has not been received. Please email the CCA. \nIn order to receive Member Pricing for this event\, your institution must have paid your Membership Dues for 2025. If you are unsure if your institution is a CCA member\, please check the Membership Listing on our website.  \nClick here to register for this event. 
URL:https://www.tcaregs.com/event/past-present-and-future-of-bank-secrecy-act-and-anti-money-laundering-countering-financing-of-terrorism-bsa-and-aml-cft/
LOCATION:Maggiano’s Little Italy\, 240 Oak Brook Center\, Oak Brook\, IL\, 60523\, United States
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/chicagoland-compliance-association.jpg
ORGANIZER;CN="Chicagoland Compliance Association":MAILTO:ccai@chicagolandcompliance.org <ccai@chicagolandcompliance.org
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250708T090000
DTEND;TZID=America/New_York:20250708T120000
DTSTAMP:20260405T163300
CREATED:20250610T124921Z
LAST-MODIFIED:20250610T125111Z
UID:2405-1751965200-1751976000@www.tcaregs.com
SUMMARY:TRID Disclosures for Construction Lending
DESCRIPTION:TRID Disclosures for Construction Lending \nPresented by Monique Reyna\, TCA Compliance \nLive Streamed ~ July 8\, 2025\, 9:00 a.m. to Noon CT \n  \nWith the advent of TRID\, little guidance was given on exactly how Construction Loans were to be disclosed. Subsequent FAQs and regulator feedback have been received over the years providing clarifications to these complex disclosures. This program covers the Loan Estimate and Closing Disclosure requirements for both Construction Only and Construction/Permanent Loans and provides a detailed overview of the requirements for accurately completing Loan Estimates and Closing Disclosures when disclosing various types of construction and construction/permanent loan products. \n\nOptions available when Disclosing Construction/Permanent Loans\nUtilization of the Standard or Alternative LE/CD\nDetails regarding Disclosure requirements for Loan Term\, Purpose\, Product Type\, Sales Price/Appraised Value\nCompletion of Loan Terms Table\nCompletion of the AP Table and AIR Table\nProper disclosure of Adjustable Rate Construction/Permanent Loans\nReview and Validation of the Disclosure Data\nCommon Compliance Pitfalls on Construction Loan Disclosures
URL:https://www.tcaregs.com/event/trid-disclosures-for-construction-lending/
LOCATION:Virtual
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BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250721T090000
DTEND;TZID=America/New_York:20250721T120000
DTSTAMP:20260405T163300
CREATED:20250610T125045Z
LAST-MODIFIED:20250610T125045Z
UID:2406-1753088400-1753099200@www.tcaregs.com
SUMMARY:HMDA Bootcamp
DESCRIPTION:HMDA Bootcamp \nPresented by Michelle Strickland and Monique Reyna\, TCA Compliance \nLive Streamed ~ July 21\, 2025\, 9:00 a.m. to Noon CT \n  \nA commercial loan secured by an eight-unit residential apartment building is being originated for the purpose of reimbursing the borrower for the purchase and renovation of the apartment building. Is this loan HMDA reportable? \n  \nJoin the HMDA Boot Camp for the answer to this question\, and many other HMDA questions. Whether you are reporting all HMDA fields or limited fields under the exemption\, there is a lot that goes into preparing the HMDA LAR. We will review: \n\nDetermining whether a loan is HMDA reportable\nRequirements and Definitions for each Data Field\nDevelopment of sound HMDA Procedures\nTiming and Filing Requirements\nRefiling when required.\n\nThe HMDA Boot Camp is an in-depth program reviewing all requirements of Regulation C. If you are new to HMDA or are an experienced HMDA reporter\, this program will be beneficial. The program allows time to address any HMDA questions from participants.
URL:https://www.tcaregs.com/event/hmda-bootcamp/
LOCATION:Virtual
ATTACH;FMTTYPE=image/jpeg:https://www.tcaregs.com/wp-content/uploads/illinois-bankers-compliance-school.jpg
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BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250915T083000
DTEND;TZID=America/New_York:20250919T163000
DTSTAMP:20260405T163300
CREATED:20250606T100537Z
LAST-MODIFIED:20250606T100740Z
UID:2404-1757925000-1758299400@www.tcaregs.com
SUMMARY:Regulatory Compliance Series
DESCRIPTION:This comprehensive series provides an overall deep understanding of the complexities of regulatory compliance and how they apply to everyday situations. New and seasoned team members will diminish the complex nature of regulatory compliance after attending this program. View/Share Program Flyer \nAudience\nCompliance Officers and Managers\, Consumer Lenders\, Residential Real Estate Lenders\, Personal and Retail Bankers\, Operations Officers\, Legal Counsel\, Auditors\, and Cashiers \nCredit Compliance\, Part 1 – September 15 \nReg B: Equal Credit Opportunity Act\n• Equal treatment and fair lending considerations\n• Application stages: inquiries\, incompletes\, withdrawals\, denials\, and approvals\n• Collection of government monitoring information\n• Adverse action rules and business loan denial options\n• New requirements for providing copies of appraisals and evaluations. \nFair Credit Reporting Act\n• Permissible purpose\n• Requirements of users of consumer reports\n• Duties of furnishers of information to a CRA\n• Requirements relating to identity theft. \nUnfair\, Deceptive\, or Abusive Acts or Practices (UDAAP)\n• The FTC Act/Dodd-Frank Act\n• Standards for determining what is unfair\, deceptive\, or abusive.\n• Deceptive acts and practices\n• Abusive acts or practices\n• Managing risks \nFlood Disaster Protection Act\n• Flood insurance eligibility and determination\n• Private Policy requirements and challenges\n• Required notification and acknowledgment.\n• Insurance and escrow requirements\n• Force placed insurance\, penalties\, and liabilities.\n• What examiners look for in a flood exam. \nReg C: Home Mortgage Disclosure Act (HMDA)\n• Requirements\, responsibility\, and reporting\n• Loan application register\n• Setting HMDA audit sampling sizes\n• Discuss common violations.\n• Discuss the expanded data field. \nLearning Objectives After this program\, participants should be able to:\n• Differentiate between an application and an inquiry for disclosure purposes\, describe the eight stages of an application and identify the latest fair lending issues\n• Understand key regulatory provisions of lending rules such as furnishing adverse action notices and FACTA disclosure requirements\n• Calculate flood insurance coverage for residential\, commercial\, and condos using replacement cost value rules\n• Complete a HMDA report and understand the coding rules to determine what transactions are HMDA reportable \nCredit Compliance Part 2 – September 16 \nReg Z: Truth in Lending Act\n• Coverage and exemptions\n• Finance charges\, annual percentage rate and amount financed\n• Adjustable-rate mortgage (ARM) disclosures\n• Mortgage transfer disclosure\n• Right of rescission\n• Higher-priced mortgage loans\n• Homeownership counseling\n• Ability-to-Repay / Qualified Mortgage rules \nReg X: Real Estate Settlement Procedures Act (RESPA)\n• Homeownership counseling\n• General disclosure requirements\n• Restriction of fees\n• Escrow accounts\n• Mortgage servicing and error resolution procedures\n• Early intervention requirements\, continuity of contact\, and loss mitigation procedures \nLearning Objectives After this program\, participants should be able to:\n• Describe the Ability-to-Repay and QM rules\n• Understand the QM exemption rules\n• Identify finance and prepaid charges\, calculations\, APR tolerances\, and payment streams on Truth in Lending disclosures\n• Recognize when kickback provisions expose the bank to penalties\, calculate the initial escrow statement\, and perform an ongoing annual accounting adjustment when there is a funding surplus\, shortage\, or deficit \nCredit Compliance\, Part 3 – September 17 \nHomeowners Protection Act (PMI)\n• Coverage\n• Cancellation and termination\n• Disclosure requirements\n• Civil liabilities \nReg Z: TILA-RESPA Integrated Disclosures\n• Loan estimate\n• Closing disclosure\n• Tolerances \nMilitary Lending Act\n• Coverage\n• Lending limitations / Prohibited practices.\n• MAPR calculation\n• Disclosure requirements \nLearning Objectives After this program\, participants should be able to:\n• Understand the PMI requirements.\n• Review new loan estimates and closing disclosures.\n• Describe the three tolerance thresholds and applicable fees for each.\n• Understand the coverage\, scope\, and requirements for compliance with the Military Lending Act provisions. \nDeposit Compliance – September 18 \nReg D: NOW Eligibility and Reserve Requirements\n• Repeal of the withdrawal restrictions on savings and money market accounts\n• Regulatory minimum and your bank’s early withdrawal penalty\n• What are the reserve requirement rules? How do they impact compliance?\n• Interest-bearing DDA vs. NOW accounts – they’re not quite the same.\n• Interest premium rules – Do they still matter? \nReg E: Electronic Funds Transfer Act\n• Disclosures and notices\n• Resolving error claims\n• Electronic check conversion\n• Customer Education\n• Remote deposit capture\n• Mobile banking\n• Foreign remittance rules\n• Payroll card and gift card rules\n• Examination trends and frequent findings\n• Overdraft Opt-ins \nReg CC: Expedited Funds Availability Act\n• Disclosures and notices\n• Implications of item posting order.\n• Common hold notice errors\n• Check 21\n• Remotely Created Checks \nReg P: Privacy and Information Sharing “Opt-Outs”\n• Reg P rules\n• Model form (01/01/11)\n• Connection with FCRA sharing.\n• Do not market/Do not solicit policies\n• New CFPB annual disclosure rules \nReg S: Right to Financial Privacy\n• Government information requests\n• Reimbursement \nFair Credit Reporting Act/ID Theft “Red Flags”\n• Address discrepancies\n• Credit report alerts\n• Other “red flags”\n• Affiliate marketing\n• Annual report \nReg DD: Truth in Savings Accounts (TISA)\n• Disclosures and notices\n• Unfair\, Deceptive\, or Abusive Acts or Practices (UDAAP)\n• The higher-risk parts of the rules (e.g.\, inconsistent terminology\, products/terms changes)\n• Advertising compliance\n• Common disclosure errors\n• Courtesy Overdraft Programs \nLearning Objectives After this program\, participants should be able to:\n• Identify the information that must be disclosed to deposit account customers.\n• Recognize compliance solutions that can enhance sales and operations processes.\n• Identify and correct deficiencies that might exist in deposit account disclosures; and\n• Understand Truth in Savings (Reg DD) rules.\n• Understand the latest enforcement trends for TISA/Reg DD including UDAAP.\n• Demonstrate knowledge of the details and bank-wide impact of selected rules. \nBSA/AML Compliance and Regulatory Panel – September 19 \nBSA\, AML and USA Patriot Act\n• Program components/pillars\n• Technical requirements\n• CTR requirements and exemptions\n• CIP and the beneficial ownership final rule\n• Customer due diligence and enhanced due diligence – the 5th Pillar\n• Suspicious activity monitoring\n• OFAC\n• 314(a) searches and 314(b) registration and advantages\n• Core and expanded examination procedures\n• BSA hot topics (medical marijuana\, hemp\, Bitcoin\, beneficial ownership)\n• Recent exam findings and applying lessons learned from enforcement actions \nLearning Objectives After this program\, participants should be able to:\n• Establish a comprehensive BSA/AML program\n• Demonstrate knowledge of the details and bank-wide impact of selected rules \nTCA Compliance Facilitators\nBrian Crow\, CAMS\, Managing Partner and Co-President\nMichelle Strickland\, CRCM\, Managing Partner and Co-President\nMonique Reyna\, CRCM\, Compliance Consultant \nContinuing Education\nABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. This series has been approved for 8 CAFP\, 40 CRCM credits (Programs 1-5 CRCM 8 credits each\, Program 5 – 8 CAFP credits). This statement is not an endorsement of this program or its sponsor. \nThe IBA is recognized as a continuing professional education sponsor for public accountants by the Illinois Department of Financial and Professional Regulation. Public accountants licensed in the state of Illinois will earn 35 credits of continuing professional education credit for attending the five-part series (7 credits per program). \nHotel Information\nCourtyard – Springfield\n3462 Freedom Drive\nSpringfield\, IL 62704\nHotel: 217-793-5300\nIBA Rate: 20% off the available rate \nPer Person Fee\nIBA Member\nAll five programs: $1\,225\nIndividual program: $265 \nNonmember\nAll five programs: $2\,045\nIndividual program: $445
URL:https://www.tcaregs.com/event/regulatory-compliance-series/
LOCATION:Center for Banking Excellence\, 3201 West White Oaks Dr.\, Suite 400\, Springfield\, IL\, 62704\, United States
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BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260325T080000
DTEND;TZID=America/New_York:20260327T170000
DTSTAMP:20260405T163300
CREATED:20260303T124633Z
LAST-MODIFIED:20260303T124911Z
UID:2729-1774425600-1774630800@www.tcaregs.com
SUMMARY:Connect & Protect Experience
DESCRIPTION:An Event for Marketing\, Human Resources\, Retail Banking\, Training\, Security\, Enterprise Risk Management\, Operations and Technology\, and Compliance Professionals\n\nMarch 25\, 2026 – March 27\, 2026\n\n\n \nThe Connect|Protect Experience is an event for marketing\, HR\, retail banking\, training\, security\, ERM\, operations and technology and compliance professionals that will uncover new ideas\, trends and developments in banking. \n\n  \nRegulatory Whiplash – Bank Compliance in the Trump Era (Compliance) \nMichelle Strickland | TCA \nThe past year has been a whirlwind for financial institutions and in turn\, compliance professionals. Prior administrations rules repealed\, enforcement actions dropped\, guidance repealed and the CFPB’s existence on the chopping block. The message sent may be heard as “compliance is no longer important” or unnecessary. This messaging may make it difficult for compliance officers to continue the efforts of managing an effective Compliance Management System. This session will provide attendees with perspective and guidance on how to keep their CMS on track and focus on risks relevant to your institution.
URL:https://www.tcaregs.com/event/connect-protect-experience/
LOCATION:Hotel Roanoke\, 110 Shenandoah Ave NE\, Roanoke\, VA\, 24016\, United States
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BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260408T080000
DTEND;TZID=America/New_York:20260409T170000
DTSTAMP:20260405T163300
CREATED:20260120T140059Z
LAST-MODIFIED:20260120T140059Z
UID:2607-1775635200-1775754000@www.tcaregs.com
SUMMARY:BSA/AML 2-Day School
DESCRIPTION:SA/AML 2-Day SchoolVirginia Bankers Association\nGlen Allen\, VA\n\nApril 8\, 2026 – April 9\, 2026\n\n\nThe 2026 BSA/AML 2‑Day School provides comprehensive training to meet annual BSA requirements while equipping professionals with practical\, real‑world compliance skills. The program explores evolving risks\, foundational BSA/AML requirements\, examiner hot buttons\, and regulatory updates. Attendees will learn how to detect emerging fraud\, manage higher‑risk relationships\, and strengthen their institutions’ BSA/AML programs in today’s changing regulatory environment. \nSeminar Information & Session Topics*\n\nThis two-day program is designed to encompass the broad range of topics included in the realm of the Bank Secrecy Act and Anti-Money Laundering.​ \nSpecific topics for 2026 will be posted soon! \n*Note: Topics are subject to change based on new guidance or regulation that is published.
URL:https://www.tcaregs.com/event/bsa-aml-2-day-school-3/
LOCATION:Drury Plaza Hotel Richmond\, 11049 West Broad Street\, Glen Allen\, VA\, 23060\, United States
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