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Portfolio reviews: We'll come
to your institution and conduct on-site compliance reviews and portfolio
reviews to make certain your loan files are clean.
You will receive a confidential
report after each review. The report will list areas where additional
effort is needed, along with our suggestions about what that effort should
be. We'll also tell you when your compliance operation is functioning
well and work as your outsource support to keep it that way.
TCA Compliance Independent Reviews cover more than two dozen regulatory issues from HMDA and ECOA to advertising, TIL and BSA.
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We will make a major commitment to support your compliance function |
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We review documentation, disclosures, advertisements |
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We review written policies and procedures |
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We interview staff to gauge their understanding of compliance issues and determine if training is needed, and uncover any issues that could become a problem in Fair Lending |
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We review Board minutes because examiners believe directors should be actively involved in compliance management. |
Our compliance initiatives
have earned high praise from banking regulators. We will help you develop
and implement a similar compliance plan one that is adapted to
your institution's specific outsourcing needs.
Custom Compliance Assistance:
Our great strength is a unique ability to provide whatever type of compliance
assistance our members need. When our members have specialized needs that
go beyond an enrollment in the Regulatory Compliance Manager service, we adapt our services
on a one-time or continuing basis.
We understand how compliance
affects the entire institution: operations...marketing...lending...customer
service. Part of our role is to make certain the institutions which belong
to the Regulatory Compliance Manager service do not OVERcomply, which is costly. We help our
members stay within the rules on a cost-effective basis.
2846
N. Mildred Avenue, Suite 150 Chicago, Illinois 60657-5052 Tel: 800-934-REGS
fax: 773-525-8507
Email:
info@tcaregs.com Website problems:
Webtech@tcaregs.com
Copyright 2012