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TCA can help you avoid regulatory
pitfalls. Our expanded level of services can be tailored to your institution's
needs. Call us at 1-800-934-REGS or email
us for specific information about our additional services.
Our nationwide scope matters.
Compliance trends roll from one geographic region to another. That makes
our nationwide perspective important: What happens in Illinois today may
affect Ohio tomorrow. Because TCA deals with institutions and examiners
across the country, our members are well-informed and well-prepared for
what's coming up.
We've developed a business
solutions approach to regulatory compliance. Although our primary purpose
is to keep Compliance Core members within the required guidelines, we
do so in a manner that places compliance in the context of related business
activities, the most cost-effective way to manage compliance.
We know where to go for answers to even the most difficult questions.
Our
information sources help us pick up the nuances.
Even
slight enforcement variations can be important.
We
understand the legislative history behind the regulations--and how examiners
interpret instructions from Washington.
Compliance
Partnership-Outsourcing Program:
Senior Thomas Compliance
Associates will visit your institution each quarter to help manage compliance
administration, policies and procedures, monitoring, testing, and training.
We always customize our approach to what best serves your institution.
As one of our clients, you'll have Compliance Advantage pricing for training
and audits such as CRA and Fair Lending.
Compliance
Validation/Pre-Exam Audits:
This is a one-time validation audit, usually scheduled before a Compliance Exam. This program is much like our Partnership, but is a one-time audit with the option to continue on a quarterly basis.
Customized training sessions are available for compliance and other staff such as management and even directors. O. Tom Thomas is one of the leading speakers and instructors in compliance at nationwide seminars.
Changing CRA rules mean that you should ask us to review your CRA strategy. Our primary role is to provide information and assistance that will help your institution prepare for a CRA examination under the new rules. We know how to make CRA work.
Fair Lending is the current hot regulatory issue. The new Fair Lending rules have led to tough new Fair Lending guidelines from the federal regulators. In turn, examinations are more intense and longer. Get ready with a TCA Fair Lending audit.
ARMs are a majorpotential problem, because misadjustments leave your institution vulnerable to lawyers seeking class-action activity. TCA's on-site loan portfolio audits help make certain your loan files are clean and can withstand examiner scrutiny.
TCA writes compliance policies that pass regulatory scrutiny, and has done so for years. We provide three levels of Compliance Policies Support.
Strategy development: We write strategic plans that work and pass muster during examinations. TCA has the unique ability to meld compliance requirements with bank performance issues. The key is to develop an effective strategic framework.
2846
N. Mildred Avenue, Suite 150 Chicago, Illinois 60657-5052 Tel: 800-934-REGS
fax: 773-525-8507
Email:
info@tcaregs.com Website problems:
Webtech@tcaregs.com
Copyright 1999