TCA Compliance Solutions

In some ways it might be easier to call TCA (start with EVP Brian Crow, 800-934-REGS) to talk about your bank’s compliance needs and TCA’s capabilities. Listing the compliance services we offer tends to gloss over the fact that our compliance professionals have the experience. . .knowledge. . .and capability to help you handle just about any compliance issue.

Nonetheless, here are some of the compliance products, services and solutions TCA provides:

Essential Compliance Consulting

  • Regulatory Risk Assessments
  • BSA/AML/OFAC
  • Bank due diligence
  • Compliance rules for new bank products-services-systems
  • Fraud Risk Assessment

BSA/AML

  • Risk assessments / CIP / OFAC
  • Due Diligence / Enhanced Due Diligence
  • Private Banking
  • Politically Exposed Persons
  • Money Services Businesses
  • SAR Investigations and Reports
  • AML Model Validation

Technology Risk Management Services

  • Cyber-Security
  • Vulnerability and Penetration Testing
  • GLBA Information Security
  • Business Continuity/Disaster Recovery
  • Vendor Management

Managing Increasing Fair Lending and CRA Risk

  • Independent Fair Lending Audits
  • Independent Community Reinvestment Act Reviews
  • Mapping of Loan Activity

 

Virtual Compliance Management

From lower-cost, off-site reviews to outsourcing part, or all, of your bank’s compliance management

Other Compliance Reviews

  • Lending Regulations
  • Loan Service Reviews
  • Deposit Regs
  • Website Reviews
  • Garnishments
  • HMDA & CRA Data Integrity Reviews
  • Data Scrubs
  • ARM file reviews
  • Asset Quality/Loan Reviews
  • Allowance for Loan and Lease Losses (ALLL)
  • Retail Sales, NDIP Reviews

Training for Management, Staff, Directors

Risk Assessment Assistance

  • New products, services
  • New, revised rules
  • Identified weaknesses
  • Emerging issues

In addition, special arrangements with our Channel Partners allows TCA to also provide client banks with such specialized services as FFIEC cyber-security assessment tools, cyber-security detection monitoring, asset quality assessments, ALLL development and appraisal reviews.

For more information, contact Brian Crow at 800-934-REGS.